| Serial Number | 88312614 |
| Word Mark | NEUBERGER BERMAN RISK PARITY |
| Filing Date | Friday, February 22, 2019 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, May 12, 2020 |
| Registration Number | 6054370 |
| Registration Date | Tuesday, May 12, 2020 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, July 2, 2019 |
| Disclaimer with Predetermined Text | "RISK PARITY" |
| Goods and Services | Financial services, namely, investment advisory, investment management, asset management, portfolio management, investment brokerage, securities brokerage, wealth management, and financial planning services; all the aforesaid services also available via the Internet or a similar electronic network; financial and investment services, namely, investment advisory and investment management and brokerage of securities, hedge funds, private equity funds, wrap fee programs, separate accounts, stocks, bonds, commodities, derivatives and debt investment, and limited partnerships; financial services, namely, financial research, analysis, and information services; financial services, namely, investment fund transfer and transaction services; management and investment of funds and assets of others; capital investment services; financial transaction services, namely, engaging services for clearing and reconciling financial transactions; maintaining assets and securities for others, and confirming and tracking financial transactions for others; insurance investment services; real estate investment services |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, March 21, 2019 |
| Primary Code | 036 |
| First Use Anywhere Date | Friday, March 1, 2019 |
| First Use In Commerce Date | Friday, March 1, 2019 |
| Party Name | Neuberger Berman Group LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10104 |
| Party Name | Neuberger Berman Group LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10104 |
| Party Name | Neuberger Berman Group LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10104 |
| Event Date | Event Description |
| Tuesday, May 12, 2020 | REGISTERED-PRINCIPAL REGISTER |
| Friday, April 10, 2020 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Thursday, April 9, 2020 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Wednesday, March 18, 2020 | STATEMENT OF USE PROCESSING COMPLETE |
| Thursday, February 27, 2020 | USE AMENDMENT FILED |
| Wednesday, March 18, 2020 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Thursday, February 27, 2020 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, August 27, 2019 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, July 2, 2019 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, July 2, 2019 | PUBLISHED FOR OPPOSITION |
| Wednesday, June 12, 2019 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Thursday, May 23, 2019 | ASSIGNED TO LIE |
| Thursday, May 9, 2019 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, May 9, 2019 | EXAMINER'S AMENDMENT ENTERED |
| Thursday, May 9, 2019 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Thursday, May 9, 2019 | EXAMINERS AMENDMENT E-MAILED |
| Thursday, May 9, 2019 | EXAMINERS AMENDMENT -WRITTEN |
| Thursday, May 2, 2019 | ASSIGNED TO EXAMINER |
| Thursday, March 21, 2019 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Tuesday, February 26, 2019 | NEW APPLICATION ENTERED IN TRAM |