| Serial Number | 86770657 |
| Word Mark | NEUBERGER BERMAN INVESTMENT ADVISERS LLC |
| Filing Date | Monday, September 28, 2015 |
| Status | 702 - SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED |
| Status Date | Wednesday, March 1, 2023 |
| Registration Number | 5037903 |
| Registration Date | Tuesday, September 6, 2016 |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, April 5, 2016 |
| Goods and Services | Financial services, namely, investment advisory, investment management, asset management, portfolio management, investment brokerage, securities brokerage, investment consultation, wealth management, and financial planning services, all the aforesaid services also available via the Internet or a similar electronic network; financial and investment services, namely, investment advisory and investment management and brokerage of securities, hedge funds, private equity funds, wrap fee programs, separate accounts, variable annuity programs, stocks, bonds, commodities, derivatives and debt investment, and limited partnerships; financial services, namely, financial research, analysis, consultation, and information services; financial services, namely, investment fund transfer and transaction services; financial custodian services, namely, maintaining possession of financial assets for others for financial management purposes; management and investment of funds and assets of others; capital investment services; financial transaction services, namely, clearing and reconciling financial transactions; financial services, namely, mutual fund advisory and investment management services, mutual fund distribution services, mutual fund underwriting and administration services, and variable annuities investment services; clearance services, namely, clearing and settling financial transactions on behalf of others; maintaining assets and securities for others, and confirming and tracking financial transactions for others; insurance investment services; trust and estate planning and management services; retirement planning services; real estate investment and trust advisory and management services |
| NOT AVAILABLE | "INVESTMENT ADVISERS LLC" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, October 2, 2015 |
| Primary Code | 036 |
| First Use Anywhere Date | Friday, January 1, 2016 |
| First Use In Commerce Date | Friday, January 1, 2016 |
| Party Name | Neuberger Berman Group LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10104 |
| Party Name | Neuberger Berman Group LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10158 |
| Party Name | Neuberger Berman Group LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10158 |
| Event Date | Event Description |
| Friday, January 22, 2016 | NON-FINAL ACTION WRITTEN |
| Thursday, October 1, 2015 | NEW APPLICATION ENTERED |
| Friday, October 2, 2015 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Friday, January 15, 2016 | ASSIGNED TO EXAMINER |
| Friday, January 22, 2016 | NON-FINAL ACTION E-MAILED |
| Friday, January 22, 2016 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, April 5, 2016 | PUBLISHED FOR OPPOSITION |
| Tuesday, May 31, 2016 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Wednesday, February 10, 2016 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, February 10, 2016 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, February 10, 2016 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, February 17, 2016 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, March 16, 2016 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, April 5, 2016 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Wednesday, June 15, 2016 | USE AMENDMENT FILED |
| Monday, July 11, 2016 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Tuesday, August 2, 2016 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Wednesday, August 3, 2016 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Tuesday, September 6, 2016 | REGISTERED-PRINCIPAL REGISTER |
| Monday, September 6, 2021 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Friday, August 12, 2022 | TEAS SECTION 8 & 15 RECEIVED |
| Wednesday, March 1, 2023 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Wednesday, June 15, 2016 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, July 12, 2016 | STATEMENT OF USE PROCESSING COMPLETE |
| Sunday, January 8, 2017 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Sunday, January 8, 2017 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Saturday, September 6, 2025 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Wednesday, March 1, 2023 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Wednesday, March 1, 2023 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |