
| Serial Number | 85204874 |
| Word Mark | NEUBERGER BERMAN FLOATING RATE INCOME FUND |
| Filing Date | Thursday, December 23, 2010 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Saturday, January 8, 2022 |
| Registration Number | 4022018 |
| Registration Date | Tuesday, September 6, 2011 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, June 21, 2011 |
| Goods and Services | INVESTMENT ADVISORY AND MUTUAL FUND SERVICES, NAMELY, SPONSORING MUTUAL FUNDS, PROVIDING ADMINISTRATION AND SHAREHOLDER SERVICES TO MUTUAL FUNDS, DISTRIBUTING MUTUAL FUND SHARES AND MANAGING FUNDS, STOCKS AND BONDS AND OTHER INVESTMENTS FOR INSTITUTIONS AND THE GENERAL PUBLIC |
| Disclaimer with Predetermined Text | "FLOATING RATE INCOME FUND" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, January 3, 2011 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, December 29, 2009 |
| First Use In Commerce Date | Tuesday, December 29, 2009 |
| Party Name | NEUBERGER BERMAN INVESTMENT ADVISERS LLC |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10104 |
| Party Name | Neuberger Berman Management LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 101580180 |
| Party Name | Neuberger Berman Management LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 101580180 |
| Party Name | Neuberger Berman Management LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 101580180 |
| Event Date | Event Description |
| Saturday, January 8, 2022 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| Saturday, January 8, 2022 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Saturday, January 8, 2022 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Saturday, January 8, 2022 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Wednesday, July 28, 2021 | TEAS SECTION 8 & 9 RECEIVED |
| Sunday, September 6, 2020 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Thursday, October 5, 2017 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Thursday, October 5, 2017 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Thursday, October 5, 2017 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Wednesday, September 6, 2017 | TEAS SECTION 8 & 15 RECEIVED |
| Sunday, January 8, 2017 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Sunday, January 8, 2017 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Wednesday, July 27, 2016 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Tuesday, September 6, 2011 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, June 21, 2011 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, June 21, 2011 | PUBLISHED FOR OPPOSITION |
| Wednesday, May 18, 2011 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, May 18, 2011 | ASSIGNED TO LIE |
| Wednesday, May 4, 2011 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, March 31, 2011 | EXAMINER'S AMENDMENT ENTERED |
| Thursday, March 31, 2011 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Thursday, March 31, 2011 | EXAMINERS AMENDMENT E-MAILED |
| Thursday, March 31, 2011 | EXAMINERS AMENDMENT -WRITTEN |
| Monday, March 21, 2011 | ASSIGNED TO EXAMINER |
| Monday, January 3, 2011 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Monday, December 27, 2010 | NEW APPLICATION ENTERED IN TRAM |