| Serial Number | 78082256 |
| Word Mark | "NEEDS-BASED ANALYSIS" & "STRUCTURED PORTFOLIO" |
| Filing Date | Saturday, September 1, 2001 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Saturday, May 1, 2010 |
| Registration Number | 2768137 |
| Registration Date | Tuesday, September 23, 2003 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, December 31, 2002 |
| Disclaimer with Predetermined Text | "NEEDS BASED ANALYSIS" AND "STRUCTURED PORTFOLIO" |
| Description of Mark | Starting with the top row - (Block #1) - The image within the block is that of a Pocket watch and chain. The second row consists of two blocks. (Block #2 and #3) . The block on the right (Block #2) has an image of a United States dollar sign or symbol with a puzzle like overlay ($) . The block on the left (Block #3) has an image of a male and female couple sitting on a porch stair step, the male has his arms around the female embracing her. The third row consists of three blocks. (Blocks # 4, #5 and #6) . The block on the right (Block #4) has an image of a glass jar filled with pennies. The block in the middle (Block #5) has an image of three (3) children, two boys and a little girl, the girl is standing and holding a piece of paper and smiling, the boys are seated on either side of her. The block on the left (Block #6) has an image of the Rock of Gibraltar in embossed form. The bottom row consists of five blocks. (Blocks # 7, #8, #9, #10 and #11). The block on the right (Block #7) has an image of a family sitting on a porch, consisting of five (5) members. An elderly female seated in a chair and two females sitting on the step below her with a young female and male seated next to them on the lower step. The young male is holding a soccer ball in his hands. The next block (Block #8) contains an image of the words "Building for your Future" embossed on the face. The next block (Block #9) contains an image of an Italian port scene with boats in the foreground and buildings behind the boats with a cloud filled sky above. The next block (Block #10) contains an image of an exterior of a house under construction with roofing tiles stacked on the roof and scaffolding surrounding the house. The block on the far left (Block #11) is partially cut off in the illustration and contains a partial image of an exterior of a house under construction with scaffolding surrounding the house. |
| Goods and Services | INVESTMENTS, ANALYSIS AND FINANCIAL SERVICES, NAMELY, INVESTMENT CONSULTATION FEATURING INVESTMENT AND PORTFOLIO REVIEWS, AND INVESTMENT RECOMMENDATIONS |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Saturday, May 1, 2010 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, October 28, 1985 |
| First Use In Commerce Date | Monday, October 28, 1985 |
| Party Name | NOT AVAILABLE |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 01 - Individual |
| Address | Del Mar, CA 92014 |
| Party Name | NOT AVAILABLE |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 01 - Individual |
| Address | Del Mar, CA 92014 |
| Party Name | NOT AVAILABLE |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 01 - Individual |
| Address | Del Mar, CA 92014 |
| Event Date | Event Description |
| Saturday, May 1, 2010 | CANCELLED SEC. 8 (6-YR) |
| Tuesday, September 23, 2003 | REGISTERED-PRINCIPAL REGISTER |
| Thursday, July 31, 2003 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Wednesday, June 18, 2003 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, July 24, 2003 | CASE FILE IN TICRS |
| Wednesday, June 18, 2003 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, June 17, 2003 | NON-FINAL ACTION E-MAILED |
| Monday, June 16, 2003 | ASSIGNED TO EXAMINER |
| Tuesday, March 25, 2003 | STATEMENT OF USE PROCESSING COMPLETE |
| Tuesday, March 25, 2003 | USE AMENDMENT FILED |
| Tuesday, March 25, 2003 | NOA MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, March 4, 2003 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, December 31, 2002 | PUBLISHED FOR OPPOSITION |
| Wednesday, December 11, 2002 | NOTICE OF PUBLICATION |
| Thursday, September 12, 2002 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Saturday, September 7, 2002 | PREVIOUS ALLOWANCE COUNT WITHDRAWN |
| Saturday, September 7, 2002 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, July 16, 2002 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, July 8, 2002 | FINAL REFUSAL E-MAILED |
| Monday, June 10, 2002 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, June 10, 2002 | PAPER RECEIVED |
| Wednesday, January 9, 2002 | NON-FINAL ACTION MAILED |
| Friday, December 14, 2001 | ASSIGNED TO EXAMINER |
| Friday, October 19, 2001 | ASSIGNED TO EXAMINER |