| Serial Number | 76378929 |
| Word Mark | NEEDHAM SMALL CAP GROWTH FUND |
| Filing Date | Wednesday, March 6, 2002 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Saturday, August 23, 2014 |
| Registration Number | 2875298 |
| Registration Date | Tuesday, August 17, 2004 |
| Mark Drawing | 1 - Typeset: Word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, May 13, 2003 |
| Section 2(f) Limitation Statement | as to "NEEDHAM" |
| Goods and Services | Financial services, namely, investment management, investment advice, mutual fund investment, financial advisory services, capital management services, initial and secondary public offerings, investment of funds for others, portfolio management services |
| Goods and Services | Business acquisitions and merger consultations; advisory services in connection with the formation and operation of investment funds and offshore funds |
| NOT AVAILABLE | "SMALL CAP GROWTH FUND" |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, February 12, 2003 |
| Primary Code | 035 |
| First Use Anywhere Date | Wednesday, May 22, 2002 |
| First Use In Commerce Date | Wednesday, May 22, 2002 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, March 15, 2002 |
| Primary Code | 036 |
| First Use Anywhere Date | Wednesday, May 22, 2002 |
| First Use In Commerce Date | Wednesday, May 22, 2002 |
| Party Name | NEEDHAM ASSET MANAGEMENT, LLC |
| Party Type | 32 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10177-1099 |
| Party Name | NEEDHAM & COMPANY, LLC |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10022 |
| Party Name | Needham & Company, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 11 - Company |
| Address | New York, NY 10022 |
| Party Name | Needham & Company, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 11 - Company |
| Address | New York, NY 10022 |
| Party Name | Needham & Company, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 11 - Company |
| Address | New York, NY 10022 |
| Event Date | Event Description |
| Friday, March 7, 2003 | EXAMINERS AMENDMENT E-MAILED |
| Tuesday, July 23, 2002 | ASSIGNED TO EXAMINER |
| Friday, July 26, 2002 | ASSIGNED TO EXAMINER |
| Wednesday, July 31, 2002 | NON-FINAL ACTION MAILED |
| Friday, October 18, 2002 | ASSIGNED TO EXAMINER |
| Monday, January 27, 2003 | PAPER RECEIVED |
| Monday, January 27, 2003 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, March 7, 2003 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, August 17, 2004 | REGISTERED-PRINCIPAL REGISTER |
| Wednesday, April 23, 2003 | NOTICE OF PUBLICATION |
| Tuesday, May 13, 2003 | PUBLISHED FOR OPPOSITION |
| Tuesday, August 5, 2003 | NOA MAILED - SOU REQUIRED FROM APPLICANT |
| Monday, January 12, 2004 | USE AMENDMENT FILED |
| Monday, January 12, 2004 | STATEMENT OF USE PROCESSING COMPLETE |
| Thursday, April 15, 2004 | CASE FILE IN TICRS |
| Friday, April 30, 2004 | ASSIGNED TO EXAMINER |
| Saturday, May 29, 2004 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Saturday, August 23, 2014 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - MAILED |
| Wednesday, February 4, 2009 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Thursday, August 5, 2010 | TEAS SECTION 8 & 15 RECEIVED |
| Friday, August 27, 2010 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Friday, August 27, 2010 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Wednesday, April 9, 2014 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Thursday, August 7, 2014 | TEAS SECTION 8 & 9 RECEIVED |
| Saturday, August 23, 2014 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Saturday, August 23, 2014 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Saturday, August 23, 2014 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Wednesday, July 10, 2024 | TEAS SECTION 8 & 9 RECEIVED |