| Serial Number | 75920858 |
| Word Mark | NEEDHAM ASSET MANAGEMENT |
| Filing Date | Wednesday, February 16, 2000 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Monday, July 15, 2024 |
| Registration Number | 2834775 |
| Registration Date | Tuesday, April 20, 2004 |
| Mark Drawing | 1 - Typeset: Word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, December 17, 2002 |
| Section 2(f) Limitation Statement | as to "NEEDHAM" only |
| Goods and Services | Financial services, namely, investment management, investment advice, mutual fund investment, financial advisory services, capital management services, initial and secondary public offerings, investment of funds for others; portfolio management services; investment banking, corporate financial services, namely, initial public offerings, secondary offerings, convertible debt and preferred offerings, underwritten calls, private placements and stock repurchases; initial public offering services, namely, follow-on equity and equity equivalent offerings, private placements of equity, private placements of debt, fairness opinions, namely, financial valuations of business assets; and financial advisory services |
| Goods and Services | [ Business acquisitions and merger consultations; mergers and acquisition services, namely, exclusive sale assignments, acquisitions, divestitures, corporate partnering and restructuring, leveraged and management buyouts, tender offers, financial advisory assignments, takeover defenses, exclusive sale assignments, acquisitions, divestitures and fairness opinions in relationship thereto; ] advisory services in connection with the formation and operation of investment funds and offshore funds |
| NOT AVAILABLE | "ASSET MANAGEMENT" |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, May 16, 2000 |
| Primary Code | 035 |
| First Use Anywhere Date | Monday, January 1, 1996 |
| First Use In Commerce Date | Monday, January 1, 1996 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, May 16, 2000 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, January 1, 1996 |
| First Use In Commerce Date | Monday, January 1, 1996 |
| Party Name | NEEDHAM ASSET MANAGEMENT, LLC |
| Party Type | 32 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10177-1099 |
| Party Name | Needham & Company LLC |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10022 |
| Party Name | Needham & Company, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10022 |
| Party Name | Needham & Company, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10022 |
| Party Name | Needham & Company, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10022 |
| Event Date | Event Description |
| Thursday, July 13, 2000 | ASSIGNED TO EXAMINER |
| Friday, June 28, 2002 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, October 1, 2002 | ASSIGNED TO EXAMINER |
| Friday, July 14, 2000 | ASSIGNED TO EXAMINER |
| Monday, September 11, 2000 | NON-FINAL ACTION MAILED |
| Monday, March 12, 2001 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, May 1, 2001 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Monday, June 4, 2001 | PREVIOUS ALLOWANCE COUNT WITHDRAWN |
| Wednesday, June 20, 2001 | NON-FINAL ACTION MAILED |
| Thursday, December 20, 2001 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, March 5, 2002 | NON-FINAL ACTION MAILED |
| Friday, June 28, 2002 | PAPER RECEIVED |
| Tuesday, December 17, 2002 | PUBLISHED FOR OPPOSITION |
| Tuesday, October 21, 2003 | STATEMENT OF USE PROCESSING COMPLETE |
| Friday, October 31, 2003 | CASE FILE IN TICRS |
| Thursday, November 20, 2003 | ASSIGNED TO EXAMINER |
| Friday, October 11, 2002 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, November 27, 2002 | NOTICE OF PUBLICATION |
| Tuesday, March 11, 2003 | NOA MAILED - SOU REQUIRED FROM APPLICANT |
| Thursday, September 11, 2003 | USE AMENDMENT FILED |
| Monday, September 15, 2003 | PAPER RECEIVED |
| Thursday, January 22, 2004 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, April 20, 2004 | REGISTERED-PRINCIPAL REGISTER |
| Wednesday, February 4, 2009 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Monday, May 17, 2010 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Wednesday, May 19, 2010 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Tuesday, November 25, 2003 | NON-FINAL ACTION MAILED |
| Thursday, January 22, 2004 | PAPER RECEIVED |
| Friday, February 13, 2004 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Wednesday, March 24, 2010 | PAPER RECEIVED |
| Wednesday, March 24, 2010 | REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED |
| Saturday, April 19, 2014 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Saturday, April 19, 2014 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - MAILED |
| Thursday, April 18, 2024 | TEAS SECTION 8 & 9 RECEIVED |
| Monday, April 7, 2014 | TEAS SECTION 8 & 9 RECEIVED |
| Monday, April 7, 2014 | REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED |
| Wednesday, April 9, 2014 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Saturday, April 19, 2014 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Saturday, April 19, 2014 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Monday, July 15, 2024 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Monday, July 15, 2024 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Monday, July 15, 2024 | REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS) |
| Monday, July 15, 2024 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |