NASD REGULATION Trademark

Trademark Overview


On Tuesday, October 19, 1999, a trademark application was filed for NASD REGULATION with the United States Patent and Trademark Office. The USPTO has given the NASD REGULATION trademark a serial number of 75825975. The federal status of this trademark filing is CANCELLED - SECTION 8 as of Saturday, September 1, 2007. This trademark is owned by NASD Regulation, Inc.. The NASD REGULATION trademark is filed in the Paper & Printed Material Products, Advertising, Business and Retail Services, Education & Entertainment Services, and Computer & Software Services & Scientific Services categories with the following description:

Paper goods and printed materials, namely, instructional manuals, magazines, pamphlets, newsletters, brochures, and leaflets in the field of securities regulation

Providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, registration of member firms and their employees

Educational services, namely, conducting seminars, conferences and workshops in the fields of securities trading and securities regulation

Providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, testing and examination of member firms and their employees, and the creation and enforcement of rules that govern member firm conduct
nasd regulation

General Information


Serial Number75825975
Word MarkNASD REGULATION
Filing DateTuesday, October 19, 1999
Status710 - CANCELLED - SECTION 8
Status DateSaturday, September 1, 2007
Registration Number2408429
Registration DateTuesday, November 28, 2000
Mark Drawing1000 - Typeset: Word(s) / letter(s) / number(s)
Published for Opposition DateTuesday, September 5, 2000

Trademark Statements


Disclaimer with Predetermined Text"REGULATION"
Goods and ServicesPaper goods and printed materials, namely, instructional manuals, magazines, pamphlets, newsletters, brochures, and leaflets in the field of securities regulation
Goods and ServicesProviding services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, registration of member firms and their employees
Goods and ServicesEducational services, namely, conducting seminars, conferences and workshops in the fields of securities trading and securities regulation
Goods and ServicesProviding services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, testing and examination of member firms and their employees, and the creation and enforcement of rules that govern member firm conduct

Classification Information


International Class016 - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); printers' type; printing blocks.
US Class Codes002, 005, 022, 023, 029, 037, 038, 050
Class Status Code2 - Sec. 8 - Entire Registration
Class Status DateSaturday, September 1, 2007
Primary Code016
First Use Anywhere DateWednesday, July 31, 1996
First Use In Commerce DateWednesday, July 31, 1996

International Class035 - Advertising; business management; business administration; office functions.
US Class Codes100, 101, 102
Class Status Code2 - Sec. 8 - Entire Registration
Class Status DateSaturday, September 1, 2007
Primary Code035
First Use Anywhere DateWednesday, July 31, 1996
First Use In Commerce DateWednesday, July 31, 1996

International Class041 - Education; providing of training; entertainment; sporting and cultural activities.
US Class Codes100, 101, 107
Class Status Code2 - Sec. 8 - Entire Registration
Class Status DateSaturday, September 1, 2007
Primary Code041
First Use Anywhere DateWednesday, July 31, 1996
First Use In Commerce DateWednesday, July 31, 1996

International Class042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software.
US Class Codes100, 101
Class Status Code2 - Sec. 8 - Entire Registration
Class Status DateSaturday, September 1, 2007
Primary Code042
First Use Anywhere DateWednesday, July 31, 1996
First Use In Commerce DateWednesday, July 31, 1996

Trademark Owner History


Party NameNASD Regulation, Inc.
Party Type30 - Original Registrant
Legal Entity Type03 - Corporation
AddressWashington, DC 20006

Party NameNASD Regulation, Inc.
Party Type20 - Owner at Publication
Legal Entity Type03 - Corporation
AddressWashington, DC 20006

Party NameNASD Regulation, Inc.
Party Type10 - Original Applicant
Legal Entity Type03 - Corporation
AddressWashington, DC 20006

Trademark Events


Event DateEvent Description
Saturday, September 1, 2007CANCELLED SEC. 8 (6-YR)
Tuesday, August 8, 2006CASE FILE IN TICRS
Tuesday, November 28, 2000REGISTERED-PRINCIPAL REGISTER
Tuesday, September 5, 2000PUBLISHED FOR OPPOSITION
Friday, August 4, 2000NOTICE OF PUBLICATION
Friday, June 23, 2000APPROVED FOR PUB - PRINCIPAL REGISTER
Friday, June 16, 2000EXAMINER'S AMENDMENT MAILED
Wednesday, April 12, 2000CORRESPONDENCE RECEIVED IN LAW OFFICE
Thursday, February 24, 2000NON-FINAL ACTION MAILED
Thursday, February 17, 2000ASSIGNED TO EXAMINER