| Serial Number | 98788818 |
| Word Mark | NASAA |
| Filing Date | Monday, October 7, 2024 |
| Status | 661 - RESPONSE AFTER NON-FINAL ACTION - ENTERED |
| Status Date | Tuesday, October 14, 2025 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | NOT AVAILABLE |
| Goods and Services | Educational services, namely, providing meetings, symposia, classes, workshops, seminars, webinars, and educational conferences in the fields of financial investor protection, securities regulation and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing training in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; developing curricula and examinations for state securities regulators to use in licensing broker-dealer agents and investment adviser representatives and for continuing education of investment adviser representatives; entertainment services, namely, providing educational podcasts in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; educational services, namely, providing educational speakers in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing a website featuring non-downloadable instructional videos in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing on-line information and news in the field of current events relating to financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives |
| Description of Mark | The mark consists of the capital letters "NASAA" appearing in stylized font. To the left of the lettering is the depiction of a map of the North American continent. Located above and below the "NASAA" lettering and the North American continent design is the depiction of a horizontal line. |
| Goods and Services | Providing online downloadable publications in the nature of state securities model rules and statements of policy, both being standardized guidelines and sets of model regulations, model acts being model legislation, and exam study guides in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives; providing online downloadable reports in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives; downloadable electronic data files, namely, featuring forms for use by broker-dealers, investment advisers, and securities issuers in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives |
| Goods and Services | Printed publications, namely, state securities model rules and statements of policy both being standardized guidelines and sets of model regulations, model acts being model legislation, and exam study guides and reports in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives |
| Pseudo Mark | NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION |
| Goods and Services | Providing on-line financial information and news in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Goods and Services | Promoting the interests of state and provincial securities regulators and investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; advocacy services, namely, promoting public awareness of investor protection rules, securities regulations and licensing requirements of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives, to protect investors and promote capital markets for the benefit of investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; public policy consultancy services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives via a website; database services to assist state securities regulators in the development, execution and recording of broker-dealer agent and investment adviser representative examinations, namely, business records management |
| Goods and Services | Political lobbying services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing on-line legal information and news in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives |
| NOT AVAILABLE | the pictorial representation of the map of North America |
| Goods and Services | Testing, analysis, and evaluation of the knowledge, skills, and abilities of individuals seeking licensure as broker-dealer agents or investment adviser representatives to determine conformity with established state regulatory licensing standards as it pertains to financial investor protection and securities regulation in the fields of financial investor protection, securities regulation and licensing of individuals seeking licensure as broker-dealer agents or investment adviser representatives with state securities regulators; database services to state securities regulators to assist state securities regulators in the development, execution and recording of broker-dealer agent and investment adviser representative examinations, namely, providing an on-line computer database featuring examination results of broker-dealer agents and investment adviser representatives in the field of state securities regulation |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, October 7, 2024 |
| Primary Code | 035 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, October 7, 2024 |
| Primary Code | 009 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 016 - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); printers' type; printing blocks. |
| US Class Codes | 002, 005, 022, 023, 029, 037, 038, 050 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, October 7, 2024 |
| Primary Code | 016 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, October 7, 2024 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, October 7, 2024 |
| Primary Code | 041 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, October 7, 2024 |
| Primary Code | 042 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, October 7, 2024 |
| Primary Code | 045 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | North American Securities Administrators Association Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 99 - Other |
| Address | Washington, DC 20002 |
| Event Date | Event Description |
| Monday, October 7, 2024 | NEW APPLICATION ENTERED |
| Friday, March 21, 2025 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Friday, March 21, 2025 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Friday, March 21, 2025 | ASSIGNED TO EXAMINER |
| Friday, April 11, 2025 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Friday, April 11, 2025 | NON-FINAL ACTION WRITTEN |
| Friday, April 11, 2025 | NON-FINAL ACTION E-MAILED |
| Friday, July 11, 2025 | APPLICATION EXTENSION TO RESPONSE PERIOD - RECEIVED |
| Friday, July 11, 2025 | APPLICATION EXTENSION GRANTED/RECEIPT PROVIDED |
| Friday, October 10, 2025 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, October 10, 2025 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, October 14, 2025 | TEAS/EMAIL CORRESPONDENCE ENTERED |