| Serial Number | 98788794 |
| Word Mark | NASAA |
| Filing Date | Monday, October 7, 2024 |
| Status | 661 - RESPONSE AFTER NON-FINAL ACTION - ENTERED |
| Status Date | Sunday, February 1, 2026 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | NOT AVAILABLE |
| Goods and Services | Providing online downloadable publications, namely, downloadable templates, guidelines, and reports featuring state securities model rules and regulations, statements of policy, model legislative acts, and exam study guides in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives; providing online downloadable reports in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives; downloadable electronic data files, namely, featuring forms for use by broker-dealers, investment advisers, and securities issuers in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives |
| Goods and Services | Educational services, namely, providing meetings, symposia, classes, workshops, seminars, webinars, and educational conferences in the fields of financial investor protection, securities regulation and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing training in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; developing curricula and examinations for state securities regulators to use in licensing broker-dealer agents and investment adviser representatives and for continuing education of investment adviser representatives; entertainment services, namely, providing educational podcasts in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; educational services, namely, providing educational speakers in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing a website featuring non-downloadable instructional videos in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing on-line information and news in the field of current events relating to financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives |
| Goods and Services | Political lobbying services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing on-line legal information and news in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives |
| Goods and Services | Promoting the interests of state and provincial securities regulators and investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; advocacy services, namely, promoting public awareness of investor protection rules, securities regulations and licensing requirements of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives, to protect investors and promote capital markets for the benefit of investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; public policy consultancy services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives via a website; database services to assist state securities regulators in the development, execution and recording of broker-dealer agent and investment adviser representative examinations, namely, business records management |
| Goods and Services | Providing on-line financial information and news in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives |
| Goods and Services | Testing, analysis, and evaluation of the knowledge, skills, and abilities of individuals seeking licensure as broker-dealer agents or investment adviser representatives to determine conformity with established state regulatory licensing standards as it pertains to financial investor protection, ,state securities rules and regulations, and licensing requirements of individuals seeking licensure as broker-dealer agents or investment adviser representatives with state securities regulators; database services to state securities regulators to assist state securities regulators in the development, execution and recording of broker-dealer agent and investment adviser representative examinations, namely, providing an on-line computer database featuring examination results of broker-dealer agents and investment adviser representatives in the field of state securities regulation |
| Goods and Services | Printed publications, namely, printed templates, guidelines, and reports featuring state securities model rules and regulations, statements of policy regarding state securities model rules and regulations, model acts being model legislation, and printed exam study guides and reports, all in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, October 7, 2024 |
| Primary Code | 009 |
| First Use Anywhere Date | Tuesday, November 30, 1999 |
| First Use In Commerce Date | Tuesday, November 30, 1999 |
| International Class | 016 - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); printers' type; printing blocks. |
| US Class Codes | 002, 005, 022, 023, 029, 037, 038, 050 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, October 7, 2024 |
| Primary Code | 016 |
| First Use Anywhere Date | Monday, June 30, 1997 |
| First Use In Commerce Date | Monday, June 30, 1997 |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, October 7, 2024 |
| Primary Code | 035 |
| First Use Anywhere Date | Tuesday, November 30, 1999 |
| First Use In Commerce Date | Tuesday, November 30, 1999 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, October 7, 2024 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, November 30, 1999 |
| First Use In Commerce Date | Tuesday, November 30, 1999 |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, October 7, 2024 |
| Primary Code | 041 |
| First Use Anywhere Date | Tuesday, November 30, 1999 |
| First Use In Commerce Date | Tuesday, November 30, 1999 |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, October 7, 2024 |
| Primary Code | 042 |
| First Use Anywhere Date | Tuesday, November 30, 1999 |
| First Use In Commerce Date | Tuesday, November 30, 1999 |
| International Class | 045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, October 7, 2024 |
| Primary Code | 045 |
| First Use Anywhere Date | Tuesday, November 30, 1999 |
| First Use In Commerce Date | Tuesday, November 30, 1999 |
| Party Name | North American Securities Administrators Association Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 99 - Other |
| Address | Washington, DC 20002 |
| Event Date | Event Description |
| Monday, October 7, 2024 | NEW APPLICATION ENTERED |
| Monday, October 7, 2024 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Thursday, March 20, 2025 | ASSIGNED TO EXAMINER |
| Wednesday, April 9, 2025 | NON-FINAL ACTION WRITTEN |
| Wednesday, April 9, 2025 | NON-FINAL ACTION E-MAILED |
| Wednesday, April 9, 2025 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, July 7, 2025 | APPLICATION EXTENSION TO RESPONSE PERIOD - RECEIVED |
| Monday, July 7, 2025 | APPLICATION EXTENSION GRANTED/RECEIPT PROVIDED |
| Wednesday, October 8, 2025 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, October 8, 2025 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, October 8, 2025 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, November 4, 2025 | NON-FINAL ACTION WRITTEN |
| Tuesday, November 4, 2025 | NON-FINAL ACTION E-MAILED |
| Tuesday, November 4, 2025 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Sunday, February 1, 2026 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Sunday, February 1, 2026 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Sunday, February 1, 2026 | TEAS/EMAIL CORRESPONDENCE ENTERED |