| Serial Number | 86407930 |
| Word Mark | N NASDAQ |
| Filing Date | Friday, September 26, 2014 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, January 14, 2020 |
| Registration Number | 5961719 |
| Registration Date | Tuesday, January 14, 2020 |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, July 21, 2015 |
| Goods and Services | Computer software for use in providing financial exchange services, for trading, updating, clearing, settlement and processing securities, for operation of stock exchanges or other financial marketplaces, for generating and compiling securities trading information and analysis relating to the securities market and securities |
| Goods and Services | Providing access to an online database featuring real time investment information; electronic transmission of financial instruments, market information, quotations and orders; financial information transmission via electronic communication networks; providing access to communications networks for collection, processing, distribution and transmission of financial instruments and market information |
| Goods and Services | Financial services, namely, conducting a securities exchange, providing clearing and settlement services for stocks, equity indices, contracts on stocks, bonds, options, equities, futures, other securities and currencies; financial administration of stock exchange trading of shares and other financial securities in financial markets; financial guarantee services to guarantee the vendor's liability; providing financial and securities information; securities exchange price quotation services; collecting and providing financial information in the nature of stock market information, quotations, orders, market transactions |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Goods and Services | Calculation, recordation, compilation and systematization of statistics and indexes concerning securities trading, financial interests, prices, exchange rates and other economic data concerning securities for business purposes, and providing such information via the Internet; providing and updating securities index; providing values and classification, analysis, and reporting of securities index; Compiling stock exchange trade and quote, index value and other financial market information for business purposes |
| Goods and Services | Design, installation, maintenance, and development of software for trading, clearing and settlement and handling of securities, for the operation of financial market places, and for information relating to the stock market and securities; computer software consultancy relating to software in the field of trading, clearing and settlement and handling of securities, for the operation of financial market places and for information relating to the securities market and securities; computer programming for others |
| International Class | 038 - Services allowing people to communicate with another by a sensory means. |
| US Class Codes | 100, 101, 104 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, October 6, 2014 |
| Primary Code | 038 |
| First Use Anywhere Date | Friday, June 30, 2017 |
| First Use In Commerce Date | Friday, June 30, 2017 |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, October 6, 2014 |
| Primary Code | 009 |
| First Use Anywhere Date | Friday, June 30, 2017 |
| First Use In Commerce Date | Friday, June 30, 2017 |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, October 6, 2014 |
| Primary Code | 035 |
| First Use Anywhere Date | Friday, June 30, 2017 |
| First Use In Commerce Date | Friday, June 30, 2017 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, October 6, 2014 |
| Primary Code | 036 |
| First Use Anywhere Date | Friday, June 30, 2017 |
| First Use In Commerce Date | Friday, June 30, 2017 |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, October 6, 2014 |
| Primary Code | 042 |
| First Use Anywhere Date | Friday, June 30, 2017 |
| First Use In Commerce Date | Friday, June 30, 2017 |
| Party Name | NASDAQ, INC. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10006 |
| Party Name | NASDAQ, INC. |
| Party Type | 21 - New Owner After Publication |
| Legal Entity Type | 03 - Corporation |
| Address | NEW YORK, NY 10006 |
| Party Name | The Nasdaq OMX Group, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10006 |
| Party Name | The Nasdaq OMX Group, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10006 |
| Event Date | Event Description |
| Wednesday, January 14, 2015 | ASSIGNED TO EXAMINER |
| Tuesday, September 30, 2014 | NEW APPLICATION ENTERED |
| Monday, October 6, 2014 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Tuesday, October 7, 2014 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Friday, January 16, 2015 | NON-FINAL ACTION WRITTEN |
| Friday, January 16, 2015 | NON-FINAL ACTION E-MAILED |
| Friday, January 16, 2015 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, February 25, 2015 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, February 25, 2015 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, February 25, 2015 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, March 19, 2015 | NON-FINAL ACTION WRITTEN |
| Thursday, March 19, 2015 | NON-FINAL ACTION E-MAILED |
| Thursday, March 19, 2015 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, May 6, 2015 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, May 6, 2015 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, May 7, 2015 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, May 8, 2015 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, June 3, 2015 | ASSIGNED TO LIE |
| Wednesday, June 3, 2015 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Tuesday, June 16, 2015 | WITHDRAWN FROM PUB - OG REVIEW QUERY |
| Wednesday, July 1, 2015 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, July 21, 2015 | PUBLISHED FOR OPPOSITION |
| Tuesday, July 21, 2015 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, September 15, 2015 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Wednesday, September 30, 2015 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Wednesday, February 24, 2016 | SOU TEAS EXTENSION RECEIVED |
| Wednesday, February 24, 2016 | SOU EXTENSION 1 FILED |
| Wednesday, February 24, 2016 | SOU EXTENSION 1 GRANTED |
| Friday, February 26, 2016 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Friday, September 2, 2016 | SOU TEAS EXTENSION RECEIVED |
| Friday, September 2, 2016 | SOU EXTENSION 2 FILED |
| Tuesday, September 20, 2016 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Thursday, September 22, 2016 | SOU EXTENSION 2 GRANTED |
| Friday, September 23, 2016 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Tuesday, March 14, 2017 | SOU TEAS EXTENSION RECEIVED |
| Tuesday, March 14, 2017 | SOU EXTENSION 3 FILED |
| Tuesday, March 14, 2017 | SOU EXTENSION 3 GRANTED |
| Thursday, March 16, 2017 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Tuesday, September 12, 2017 | SOU TEAS EXTENSION RECEIVED |
| Tuesday, September 12, 2017 | SOU EXTENSION 4 FILED |
| Tuesday, September 12, 2017 | SOU EXTENSION 4 GRANTED |
| Thursday, September 14, 2017 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Tuesday, March 13, 2018 | SOU TEAS EXTENSION RECEIVED |
| Tuesday, March 13, 2018 | SOU EXTENSION 5 FILED |
| Tuesday, March 20, 2018 | SOU EXTENSION 5 GRANTED |
| Wednesday, March 21, 2018 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Friday, September 14, 2018 | TEAS STATEMENT OF USE RECEIVED |
| Friday, September 14, 2018 | USE AMENDMENT FILED |
| Friday, September 21, 2018 | STATEMENT OF USE PROCESSING COMPLETE |
| Thursday, February 28, 2019 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Friday, October 12, 2018 | SU - NON-FINAL ACTION - WRITTEN |
| Friday, October 12, 2018 | NON-FINAL ACTION E-MAILED |
| Friday, October 12, 2018 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, February 28, 2019 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Friday, April 12, 2019 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Friday, April 19, 2019 | ASSIGNED TO LIE |
| Friday, April 19, 2019 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, April 19, 2019 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, May 13, 2019 | SU - FINAL REFUSAL - WRITTEN |
| Monday, May 13, 2019 | FINAL REFUSAL E-MAILED |
| Monday, May 13, 2019 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Wednesday, November 13, 2019 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Wednesday, November 13, 2019 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, November 14, 2019 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, December 5, 2019 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Friday, December 6, 2019 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Wednesday, December 11, 2019 | WITHDRAWN FROM ISSUE - EXAMINING ATTORNEY REQUEST |
| Friday, December 13, 2019 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Tuesday, January 14, 2020 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, January 14, 2025 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Tuesday, February 4, 2020 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, February 4, 2020 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |