| Serial Number | 86407930 |
| Word Mark | N NASDAQ |
| Filing Date | Friday, September 26, 2014 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, January 14, 2020 |
| Registration Number | 5961719 |
| Registration Date | Tuesday, January 14, 2020 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, July 21, 2015 |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Goods and Services | Computer software for use in providing financial exchange services, for trading, updating, clearing, settlement and processing securities, for operation of stock exchanges or other financial marketplaces, for generating and compiling securities trading information and analysis relating to the securities market and securities |
| Goods and Services | Calculation, recordation, compilation and systematization of statistics and indexes concerning securities trading, financial interests, prices, exchange rates and other economic data concerning securities for business purposes, and providing such information via the Internet; providing and updating securities index; providing values and classification, analysis, and reporting of securities index; Compiling stock exchange trade and quote, index value and other financial market information for business purposes |
| Goods and Services | Financial services, namely, conducting a securities exchange, providing clearing and settlement services for stocks, equity indices, contracts on stocks, bonds, options, equities, futures, other securities and currencies; financial administration of stock exchange trading of shares and other financial securities in financial markets; financial guarantee services to guarantee the vendor's liability; providing financial and securities information; securities exchange price quotation services; collecting and providing financial information in the nature of stock market information, quotations, orders, market transactions |
| Goods and Services | Providing access to an online database featuring real time investment information; electronic transmission of financial instruments, market information, quotations and orders; financial information transmission via electronic communication networks; providing access to communications networks for collection, processing, distribution and transmission of financial instruments and market information |
| Goods and Services | Design, installation, maintenance, and development of software for trading, clearing and settlement and handling of securities, for the operation of financial market places, and for information relating to the stock market and securities; computer software consultancy relating to software in the field of trading, clearing and settlement and handling of securities, for the operation of financial market places and for information relating to the securities market and securities; computer programming for others |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, October 6, 2014 |
| Primary Code | 009 |
| First Use Anywhere Date | Friday, June 30, 2017 |
| First Use In Commerce Date | Friday, June 30, 2017 |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, October 6, 2014 |
| Primary Code | 035 |
| First Use Anywhere Date | Friday, June 30, 2017 |
| First Use In Commerce Date | Friday, June 30, 2017 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, October 6, 2014 |
| Primary Code | 036 |
| First Use Anywhere Date | Friday, June 30, 2017 |
| First Use In Commerce Date | Friday, June 30, 2017 |
| International Class | 038 - Services allowing people to communicate with another by a sensory means. |
| US Class Codes | 100, 101, 104 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, October 6, 2014 |
| Primary Code | 038 |
| First Use Anywhere Date | Friday, June 30, 2017 |
| First Use In Commerce Date | Friday, June 30, 2017 |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, October 6, 2014 |
| Primary Code | 042 |
| First Use Anywhere Date | Friday, June 30, 2017 |
| First Use In Commerce Date | Friday, June 30, 2017 |
| Party Name | NASDAQ, INC. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10006 |
| Party Name | NASDAQ, INC. |
| Party Type | 21 - New Owner After Publication |
| Legal Entity Type | 03 - Corporation |
| Address | NEW YORK, NY 10006 |
| Party Name | The Nasdaq OMX Group, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10006 |
| Party Name | The Nasdaq OMX Group, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10006 |
| Event Date | Event Description |
| Tuesday, February 4, 2020 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Tuesday, February 4, 2020 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, January 14, 2020 | REGISTERED-PRINCIPAL REGISTER |
| Friday, December 13, 2019 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Wednesday, December 11, 2019 | WITHDRAWN FROM ISSUE - EXAMINING ATTORNEY REQUEST |
| Friday, December 6, 2019 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Thursday, December 5, 2019 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Thursday, November 14, 2019 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, November 13, 2019 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, November 13, 2019 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Monday, May 13, 2019 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Monday, May 13, 2019 | FINAL REFUSAL E-MAILED |
| Monday, May 13, 2019 | SU - FINAL REFUSAL - WRITTEN |
| Friday, April 19, 2019 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, April 19, 2019 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, April 19, 2019 | ASSIGNED TO LIE |
| Friday, April 12, 2019 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, February 28, 2019 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Thursday, February 28, 2019 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Friday, October 12, 2018 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Friday, October 12, 2018 | NON-FINAL ACTION E-MAILED |
| Friday, October 12, 2018 | SU - NON-FINAL ACTION - WRITTEN |
| Friday, September 21, 2018 | STATEMENT OF USE PROCESSING COMPLETE |
| Friday, September 14, 2018 | USE AMENDMENT FILED |
| Friday, September 14, 2018 | TEAS STATEMENT OF USE RECEIVED |
| Wednesday, March 21, 2018 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Tuesday, March 20, 2018 | EXTENSION 5 GRANTED |
| Tuesday, March 13, 2018 | EXTENSION 5 FILED |
| Tuesday, March 13, 2018 | TEAS EXTENSION RECEIVED |
| Thursday, September 14, 2017 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Tuesday, September 12, 2017 | EXTENSION 4 GRANTED |
| Tuesday, September 12, 2017 | EXTENSION 4 FILED |
| Tuesday, September 12, 2017 | TEAS EXTENSION RECEIVED |
| Thursday, March 16, 2017 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Tuesday, March 14, 2017 | EXTENSION 3 GRANTED |
| Tuesday, March 14, 2017 | EXTENSION 3 FILED |
| Tuesday, March 14, 2017 | TEAS EXTENSION RECEIVED |
| Friday, September 23, 2016 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Thursday, September 22, 2016 | EXTENSION 2 GRANTED |
| Friday, September 2, 2016 | EXTENSION 2 FILED |
| Tuesday, September 20, 2016 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Friday, September 2, 2016 | TEAS EXTENSION RECEIVED |
| Friday, February 26, 2016 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Wednesday, February 24, 2016 | EXTENSION 1 GRANTED |
| Wednesday, February 24, 2016 | EXTENSION 1 FILED |
| Wednesday, February 24, 2016 | TEAS EXTENSION RECEIVED |
| Wednesday, September 30, 2015 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Tuesday, September 15, 2015 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, July 21, 2015 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, July 21, 2015 | PUBLISHED FOR OPPOSITION |
| Wednesday, July 1, 2015 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, June 16, 2015 | WITHDRAWN FROM PUB - OG REVIEW QUERY |
| Wednesday, June 3, 2015 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, June 3, 2015 | ASSIGNED TO LIE |
| Friday, May 8, 2015 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, May 7, 2015 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, May 6, 2015 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, May 6, 2015 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, March 19, 2015 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, March 19, 2015 | NON-FINAL ACTION E-MAILED |
| Thursday, March 19, 2015 | NON-FINAL ACTION WRITTEN |
| Wednesday, February 25, 2015 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, February 25, 2015 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, February 25, 2015 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Friday, January 16, 2015 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Friday, January 16, 2015 | NON-FINAL ACTION E-MAILED |
| Friday, January 16, 2015 | NON-FINAL ACTION WRITTEN |
| Wednesday, January 14, 2015 | ASSIGNED TO EXAMINER |
| Tuesday, October 7, 2014 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Monday, October 6, 2014 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Tuesday, September 30, 2014 | NEW APPLICATION ENTERED IN TRAM |