| Serial Number | 77665842 |
| Word Mark | MY 401(K) RISK MANAGER |
| Filing Date | Sunday, February 8, 2009 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Thursday, September 15, 2016 |
| Registration Number | 3733531 |
| Registration Date | Tuesday, January 5, 2010 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, October 20, 2009 |
| Indication of Colors claimed | The color(s) green, gray, gold and black is/are claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "401(K) RISK MANAGER" |
| Description of Mark | The mark consists of a gray human like figure scratching its head standing on a green path with multiple arrowheads pointing in different directions representing the image of someone confused as to which financial direction to take were confused as to which investment choices to make all on a gold background. |
| Goods and Services | Financial services, namely, investment advice, investment management, investment consultation, private and public equity and debt investment services |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Thursday, September 15, 2016 |
| Primary Code | 036 |
| First Use Anywhere Date | Sunday, June 1, 2008 |
| First Use In Commerce Date | Friday, September 5, 2008 |
| Party Name | NOT AVAILABLE |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 01 - Individual |
| Address | Lake Worth, FL 33449 |
| Party Name | NOT AVAILABLE |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 01 - Individual |
| Address | Lake Worth, FL 33449 |
| Party Name | NOT AVAILABLE |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 01 - Individual |
| Address | Lake Worth, FL 33449 |
| Event Date | Event Description |
| Monday, November 21, 2016 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, November 8, 2016 | UNDELIVERABLE MAIL - CORRESP. REMAILED |
| Thursday, September 15, 2016 | CANCELLED SEC. 8 (6-YR) |
| Friday, April 17, 2015 | POST REGISTRATION ACTION MAILED - SEC. 8 |
| Friday, April 17, 2015 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Thursday, April 9, 2015 | TEAS SECTION 8 RECEIVED |
| Thursday, April 9, 2015 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, January 5, 2010 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, October 20, 2009 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, October 20, 2009 | PUBLISHED FOR OPPOSITION |
| Wednesday, September 16, 2009 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, September 16, 2009 | ASSIGNED TO LIE |
| Wednesday, September 9, 2009 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, September 3, 2009 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, August 31, 2009 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, August 31, 2009 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, August 31, 2009 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Monday, August 31, 2009 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, May 19, 2009 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, May 19, 2009 | NON-FINAL ACTION E-MAILED |
| Tuesday, May 19, 2009 | NON-FINAL ACTION WRITTEN |
| Tuesday, April 28, 2009 | ASSIGNED TO EXAMINER |
| Thursday, February 12, 2009 | NOTICE OF DESIGN SEARCH CODE MAILED |
| Wednesday, February 11, 2009 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Wednesday, February 11, 2009 | NEW APPLICATION ENTERED IN TRAM |