| Serial Number | 85209017 |
| Word Mark | MULTIFINANCIAL C A CETERA COMPANY |
| Filing Date | Monday, January 3, 2011 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, August 31, 2018 |
| Registration Number | 4089914 |
| Registration Date | Tuesday, January 24, 2012 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, June 7, 2011 |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "COMPANY" |
| Description of Mark | The mark consists of the word "MULTIFINANCIAL" on one line, and four letter "C" designs and a square and the wording "A CETERA COMPANY" on a second line. |
| Goods and Services | Providing sales consultation services to external third party licensed broker dealer representatives and independent financial professionals, namely, providing business development services in the form of lead generation and marketing consultation for the sale of financial planning services and sale of insurance and investment products |
| Goods and Services | Financial services, namely, financial investment in the field of securities; mutual fund brokerage; mutual fund distribution; mutual fund investment; establishing mutual funds for others; investment management of and distribution of variable annuities; annuity underwriting; issuance and administration of annuities; financial services, namely, savings programs in the nature of 529 college savings plans |
| Pseudo Mark | MULTI FINANCIAL C A CETERA COMPANY |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, August 31, 2018 |
| Primary Code | 035 |
| First Use Anywhere Date | Tuesday, August 31, 2010 |
| First Use In Commerce Date | Tuesday, August 31, 2010 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, August 31, 2018 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, August 31, 2010 |
| First Use In Commerce Date | Tuesday, August 31, 2010 |
| Party Name | Cetera Financial Holdings, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | El Segundo, CA 902455670 |
| Party Name | Cetera Financial Holdings, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | El Segundo, CA 902455670 |
| Party Name | Cetera Financial Holdings, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | El Segundo, CA 902455670 |
| Event Date | Event Description |
| Wednesday, October 3, 2018 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Friday, August 31, 2018 | CANCELLED SEC. 8 (6-YR) |
| Tuesday, January 24, 2017 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Wednesday, June 8, 2016 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Wednesday, February 3, 2016 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Wednesday, May 7, 2014 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Wednesday, August 14, 2013 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Tuesday, January 24, 2012 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, December 20, 2011 | EXTENSION OF TIME TO OPPOSE PROCESS - TERMINATED |
| Wednesday, June 29, 2011 | EXTENSION OF TIME TO OPPOSE RECEIVED |
| Tuesday, June 7, 2011 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, June 7, 2011 | PUBLISHED FOR OPPOSITION |
| Tuesday, May 3, 2011 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Thursday, April 28, 2011 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, April 28, 2011 | EXAMINER'S AMENDMENT ENTERED |
| Thursday, April 28, 2011 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Thursday, April 28, 2011 | EXAMINERS AMENDMENT E-MAILED |
| Thursday, April 28, 2011 | EXAMINERS AMENDMENT -WRITTEN |
| Thursday, April 28, 2011 | PREVIOUS ALLOWANCE COUNT WITHDRAWN |
| Friday, April 22, 2011 | WITHDRAWN FROM PUB - OG REVIEW QUERY |
| Monday, April 11, 2011 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Friday, April 8, 2011 | ASSIGNED TO LIE |
| Friday, April 8, 2011 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, April 8, 2011 | EXAMINER'S AMENDMENT ENTERED |
| Friday, April 8, 2011 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Friday, April 8, 2011 | EXAMINERS AMENDMENT E-MAILED |
| Friday, April 8, 2011 | EXAMINERS AMENDMENT -WRITTEN |
| Monday, March 28, 2011 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, March 28, 2011 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, March 28, 2011 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, February 24, 2011 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, February 24, 2011 | NON-FINAL ACTION E-MAILED |
| Thursday, February 24, 2011 | NON-FINAL ACTION WRITTEN |
| Thursday, February 17, 2011 | ASSIGNED TO EXAMINER |
| Saturday, January 8, 2011 | NOTICE OF DESIGN SEARCH CODE MAILED |
| Friday, January 7, 2011 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Thursday, January 6, 2011 | NEW APPLICATION ENTERED IN TRAM |