| Goods and Services | Investment banking services; Investment banking services in the field of Employee Stock Ownership Plans (ESOP); Securities brokerage; Securities lending; Securities trade execution services; Securities trading and investing services for others via the internet; Securities underwriting; Automated securities brokerage; Broker-dealer financial services in the field of securities, stocks, bonds and funds; Brokerage of shares and other securities; Brokerage services in the field of securities and commodities investing; Financial evaluation, tracking, analysis, forecasting, consultancy, advisory and research services relating to securities and other financial instruments; Financial investment management in the field of securities, stocks, bonds, and funds; Financial investment management services, namely, administering the issuance, underwriting and distribution of securities; Financial services, namely, broker/dealer services on securities exchanges and over-the-counter markets; Financial services, namely, assisting others with the completion of financial transactions for stocks, bonds, securities and equities; Financial services, namely, operation and management of hedge funds, commodity pools and other collective investment vehicles, and trading for others of securities, options, futures, derivatives, debt instruments and commodities; Financial services, namely, the trading of financial instruments, securities, shares, options and other derivative products; Management of securities portfolios; Management of portfolios of transferable securities; Merchant banking and investment banking services; On-line discount securities brokerage services; Providing financial services with respect to securities and other financial instruments and products, namely, money management services; Providing financial services with respect to securities and other financial instruments and products, namely, trading of and investments in securities and financial instruments and products for others; Trading in securities; Transfer agency services rendered to issuers of investment securities; Venture capital services, namely, private placements of private equity funds and securities for others. |
