| Serial Number | 79326199 |
| Word Mark | MARSHALL WACE |
| Filing Date | Wednesday, July 28, 2021 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, December 20, 2022 |
| Registration Number | 6926934 |
| Registration Date | Tuesday, December 20, 2022 |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, October 4, 2022 |
| Goods and Services | Financial services, namely, establishment of, operation and investment management of, and providing investment advice related to hedge funds, commodity pools and other collective investment schemes and vehicles, and trading and investing for others of private and public securities, bonds, options, futures, derivatives, debt instruments and commodities across various asset classes; monetary affairs, namely, financial management services and investment advice services; financial administration of stock exchange trading of equities and other financial securities in financial markets; unit trust services, namely, investment management and investment advice; financing services relating to hedge funds, commodity pools and other collective investment schemes and vehicles; funding services, namely, funds investment; capital investment; corporate finance services, namely, consultation in the fields of asset sales and capital structure; banking services; private equity fund investment and investment advice services; hedge fund investment services; Undertakings for Collective Investment in Transferable Securities ("UCITS") fund management and investment advice services; managed account investment services; funds investment; investment services, namely, establishment of, operation and investment management of, and providing investment advice relating to hedge funds, commodity pools and other collective investment schemes and vehicles, and trading and investing for others of private and public securities, bonds, options, futures, derivatives, debit instruments and commodities across various asset classes; delegated investment management services; wealth management services; investment banking services; investment of funds for others in the fields of private equity, hedge funds, UCITS and alternative investments; provision of investment funding in the nature of private equity investments, mezzanine finance and risk capital; private equity fund investment services; private placements of hedge funds, private equity funds, securities and derivatives for others; brokerage, trading and execution services, namely, management and brokerage in the fields of private and public securities, bonds, options, futures, derivatives, debt, instruments and commodities across various asset classes in connection with investment services; provision of venture capital; providing venture capital, development capital, private equity and investment funding; information, advisory, delegated and consultancy services relating to the aforesaid services |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, November 19, 2021 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | Marshall Wace LLP |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 21 - NOT AVAILABLE |
| Address | GB |
| Party Name | Marshall Wace LLP |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 21 - NOT AVAILABLE |
| Address | GB |
| Party Name | Marshall Wace LLP |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 21 - NOT AVAILABLE |
| Address | GB |
| Event Date | Event Description |
| Thursday, November 18, 2021 | SN ASSIGNED FOR SECT 66A APPL FROM IB |
| Friday, November 19, 2021 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Tuesday, November 23, 2021 | APPLICATION FILING RECEIPT MAILED |
| Saturday, April 2, 2022 | NEW REPRESENTATIVE AT IB RECEIVED |
| Monday, April 25, 2022 | ASSIGNED TO EXAMINER |
| Wednesday, April 27, 2022 | NON-FINAL ACTION WRITTEN |
| Thursday, April 28, 2022 | NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW |
| Friday, June 3, 2022 | REFUSAL PROCESSED BY MPU |
| Friday, June 3, 2022 | NON-FINAL ACTION MAILED - REFUSAL SENT TO IB |
| Tuesday, June 28, 2022 | REFUSAL PROCESSED BY IB |
| Monday, August 8, 2022 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, August 8, 2022 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, August 8, 2022 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, September 1, 2022 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, September 1, 2022 | PREVIOUS ALLOWANCE COUNT WITHDRAWN |
| Thursday, September 1, 2022 | EXAMINERS AMENDMENT -WRITTEN |
| Thursday, September 1, 2022 | EXAMINERS AMENDMENT E-MAILED |
| Thursday, September 1, 2022 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Thursday, September 1, 2022 | EXAMINER'S AMENDMENT ENTERED |
| Thursday, September 1, 2022 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, September 14, 2022 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Wednesday, September 14, 2022 | NOTICE OF START OF OPPOSITION PERIOD CREATED, TO BE SENT TO IB |
| Wednesday, September 14, 2022 | NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB |
| Monday, October 3, 2022 | NOTIFICATION PROCESSED BY IB |
| Tuesday, October 4, 2022 | PUBLISHED FOR OPPOSITION |
| Tuesday, October 4, 2022 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, December 20, 2022 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, December 20, 2022 | NOTICE OF REGISTRATION CONFIRMATION EMAILED |
| Monday, March 20, 2023 | FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB |
| Wednesday, April 5, 2023 | FINAL DISPOSITION PROCESSED |
| Wednesday, April 5, 2023 | FINAL DISPOSITION NOTICE SENT TO IB |
| Monday, April 24, 2023 | FINAL DECISION TRANSACTION PROCESSED BY IB |
| Wednesday, May 21, 2025 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Wednesday, May 21, 2025 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Wednesday, May 21, 2025 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, May 21, 2025 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, May 21, 2025 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Friday, November 28, 2025 | NEW REPRESENTATIVE AT IB RECEIVED |