| Serial Number | 79174707 |
| Word Mark | M |
| Filing Date | Tuesday, November 4, 2014 |
| Status | 708 - PARTIAL SECTION 71 & 15 ACCEPTED AND ACKNOWLEDGED |
| Status Date | Sunday, October 1, 2023 |
| Registration Number | 5173464 |
| Registration Date | Tuesday, April 4, 2017 |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, January 17, 2017 |
| Description of Mark | The mark consists of a dark red stylized letter "M" with a light red quadrilateral overlapping the left portion of the letter "M" and extending beyond, a white triangular shape behind the stylized "M", and a dark red quadrilateral to the right of the triangle and letter "M". |
| Pseudo Mark | M |
| Goods and Services | Mutual fund brokerage; mutual fund investment; [ financial services, namely, issuance and sales in the nature of trading in beneficiary securities of contractual-type investment trust; investment trust management, namely, financial trust administration; investment trust management, namely, trust management accounts; investment trust management in the nature of trust services, namely, investment and trust company services; real estate investment trust management services; provision of financial information relating to investment trust; providing services as a security agent, namely, administrative agents for trust asset of investment trust fund in the nature of financial trust management; financial services, namely, issuance of beneficiary securities in the nature of trading in securities; payment processing services in the field of dividend from trust asset and redemption money of trust asset payments; ] capital investment; [ consulting as to capital investment and provision of information as to capital investment; ] financial research and analysis of securities investment; capital investment management services; management of portfolios for capital investment; financial analysis of capital investment; financial analysis; financial evaluation for insurance, banking and real estate purposes; financial management; [ financial services, namely, acceptance of deposits, substitute bond issuance and acceptance of fixed interval installment deposits in the nature of securities deposit services and financial custody services in the nature of maintaining possession of financial assets for others for financial management purposes; ] loans financing and discount of bills; [ currency exchange services, namely, domestic exchange settlement; financial liability guarantees and acceptance of bills, namely, bill consolidation and bill payment services; acquisition and transfer of monetary claims; financial custody services in the nature of safe deposit services, namely, safekeeping of valuables including securities and precious metals for financial management purposes; money exchange services; trusteeship representatives of financial futures contracts; trusteeship representatives of money, securities, monetary claims, personal property, land, rights on land fixtures, surface rights or lease on land; ] agencies in the field of bond subscriptions; [ foreign exchange transactions; issuing letters-of-credit; ] brokerage for hire-purchase; brokerage of credit purchases, namely, of loan credit, consumer credit, and carbon credit; brokerage services in the nature of buying and selling of securities; trading of securities index futures; trading of securities options; trading of overseas market securities futures; agencies for brokerage for trading of securities, securities index futures, securities options, and overseas market securities futures; agencies for brokerage of entrusting agents with on-commission trading in domestic markets of securities, securities index futures and securities options; agencies for brokerage of entrusting agents with on-commission trading in overseas markets of securities, and securities index futures; agencies for brokerage of forward agreement of securities, for forward agreement of securities index futures, for forward agreement of securities options, spot and forward transaction of securities index futures; brokerage for securities liquidation; securities underwriting; financial investment brokerage services in the field of securities offering, namely, public offering, administering the issuance, underwriting and distribution of securities; brokerage of shares and other securities; providing stock market information; [ agencies for commodity futures trading; ] financial information in the field of investment as to securities; financial advice, namely, advice as to capital investment based on investment advisory agreement and capital investment based on discretionary investment contract; servicing and management of financial asset, namely, financial asset management; [ financial advisory and consultancy services, namely, consultancy and advice as to asset formation, servicing and management, and provision of information as to asset formation, servicing and management; ] financial research, namely, search as to securities investment; provision of information in the field of tax; [ life insurance brokerage; life insurance underwriting; insurance agencies for insurance other than life insurance; claim adjustment in the field of insurance for non-life insurance; insurance underwriting in the field of accident insurance, agricultural insurance, dental health insurance, fire insurance, earthquake insurance, health insurance, healthcare insurance, marine accidents insurance, marine insurance, marine fire insurance, marine transportation insurance, medical insurance, real estate insurance and other insurance than life insurance; insurance premium rate computing; providing information on buildings or land in the field of real estate; providing financial assessment services of company credit; financial custody services, namely, undertaking of fine gold deposit in the nature of maintaining possession of financial assets for others for financial management purposes; ] charitable fund raising; [ rental of paper money and coin counting and processing machines; rental of cash dispensers or automated-teller machines; ] provision of financial information; financial research as to financial and securities market and provision of information as to financial and securities market; financial planning and financial advice of offering of stock to the public, and financial appraisal and valuation of stock |
| Indication of Colors claimed | The color(s) red and white is/are claimed as a feature of the mark. |
| Goods and Services | [ Advertising and publicity services; business management analysis, consultancy and administration; marketing research services; provision of information relating to business management, business enterprise, business, economics and commerce; business management and administration; marketing services; provision of economics statistical information; research and analysis in the field of economic trends and provision of information thereof; ] economic forecasting and analysis; [ analysis and forecasting as to economic performance and consultancy thereof; ] research in the field of economic performance; [ analysis of economic performance statistics; business consulting, namely, analyzing economic situations, namely, analyzing business data, markets, and business situation and provision of information relating to economic situation and business situation; compilation of statistics; statistical analysis for business purposes; provision of statistical information relating to sale of goods, consumers' expenditure, economic forecasting and market analysis; compiling and analyzing statistics for business purposes, namely, preparation and analysis of business statistics; business management consulting as to business statistics; consultancy, advice and consulting as to business organization management and personnel management in working places and companies; business management advice and consultancy as to shakeout and organization management of organizations and companies; business management consulting, planning, advice and provision of information as to business strategy and management organization; business consulting, analysis, and advice as to business organization; advice, consultancy and provision of information as to personnel management and business organization management; business consultancy and advice as to operational efficiency improvement; ] business efficiency expert services; [ business consulting, advice and analysis as to increasing workers' incentive to work; advice and consultancy as to business; advice and consultancy as to marketing; business management consulting, namely, analysis and consultancy as to public administration management and business of government and local governments; ] business management consulting, namely, advice and consultancy as to business management for offering of stock to the public; analysis and advice as to business management for offering of stock to the public to private companies; business management consulting, namely, and advice and consultancy as to capital policy of business; [ business management, namely, assessment, research and consulting as to business management and administration; ] business consultancy, namely, consulting as to sales, acquisition and merger of companies [ ; research as to economic and business issues; research as to economic trend in foreign countries and regions for business purpose; data processing services, namely, information processing with computer ] |
| Goods and Services | [ Designing of machines, apparatus, instruments including their parts or systems composed of such machines, apparatus and instruments; computer software design, computer programming, and maintenance of computer software; technological advice, namely, technology consulting relating to computers, automobiles and design of industrial machines; rental of computers; technical writing for others, namely, preparation of manuals for computers and computer program; leasing of computer programs; leasing of application software; leasing of computer software; hosting the web sites of others on a computer server for a global computer network; rental of storage area of servers on web sites, namely, rental of web servers; rental of web servers, namely, rental of storage area of servers and provision of information thereof; rental of web servers, namely, rental of storage area of servers on the internet; hosting of web sites, namely, hosting computer sites through cloud computing; server hosting; research, analysis and advice as to computer software design, computer programming, and maintenance of computer software; provision of information as to computer software design, computer programming, and maintenance of computer software; computer services in the nature of computer programming services for others in the field of software configuration management, namely, configuration, enhancement and addition of computer software; design and planning of electronic communications networks; consulting in the field of telecommunications technology, namely, research, analysis and advice of communication network system; research, analysis and advice of communication network system, namely, consulting in the field of telecommunications technology; consulting services, namely, research, analysis and advice relating to design, creating and maintenance of computer system; providing information on computer technology, namely, provision of information as to design, creating and maintenance of computer system; creating and maintaining websites for others; rental of servers for the internet; technical support services, namely, troubleshooting in the nature of diagnosing fault and performing virus check of computer software; technical support services, namely, computer system audit in the nature of monitoring technological functions of computer network systems; computer security consultancy, namely, diagnosis and consulting as to security of computer network system; computer security consultancy, namely, diagnosis and consulting as to security of electronic communication network system; computer services in the nature of computer systems audits, namely, monitoring and reporting on the performance, availability, and errors of software for others; computer consultancy, namely, providing advice as to verification and quality control for computer software; monitoring of computer systems by remote access to ensure proper functioning; monitoring of fault of electronic communications networks by remote access to ensure proper functioning; computer virus protection service, namely, monitoring and notification for security such as detection, clearance and infection protection of virus in computers, protection against theft of inter net information and online information by password and keeping out hackers and provision of information thereof ] |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, October 23, 2015 |
| Primary Code | 035 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, October 23, 2015 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | G - NOT AVAILABLE |
| Class Status Date | Sunday, October 1, 2023 |
| Primary Code | 042 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | NOMURA HOLDINGS, INC. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Tokyo 103-8645 JP |
| Party Name | Nomura Holdings, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | JP |
| Party Name | Nomura Holdings, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | JP |
| Event Date | Event Description |
| Thursday, October 22, 2015 | SN ASSIGNED FOR SECT 66A APPL FROM IB |
| Friday, October 23, 2015 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Friday, October 23, 2015 | ASSIGNED TO EXAMINER |
| Monday, October 26, 2015 | NON-FINAL ACTION WRITTEN |
| Tuesday, October 27, 2015 | APPLICATION FILING RECEIPT MAILED |
| Tuesday, October 27, 2015 | NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW |
| Thursday, October 29, 2015 | NON-FINAL ACTION (IB REFUSAL) WITHDRAWN FOR REVIEW |
| Thursday, October 29, 2015 | NON-FINAL ACTION WRITTEN |
| Friday, October 30, 2015 | NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW |
| Monday, November 2, 2015 | REFUSAL PROCESSED BY MPU |
| Monday, November 2, 2015 | NON-FINAL ACTION MAILED - REFUSAL SENT TO IB |
| Saturday, November 21, 2015 | REFUSAL PROCESSED BY IB |
| Monday, May 2, 2016 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, May 2, 2016 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, May 3, 2016 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, May 24, 2016 | FINAL REFUSAL WRITTEN |
| Tuesday, May 24, 2016 | FINAL REFUSAL E-MAILED |
| Tuesday, May 24, 2016 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Friday, November 11, 2016 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Friday, November 11, 2016 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, November 11, 2016 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, December 1, 2016 | EXAMINERS AMENDMENT -WRITTEN |
| Thursday, December 1, 2016 | EXAMINERS AMENDMENT E-MAILED |
| Thursday, December 1, 2016 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Wednesday, December 28, 2016 | NOTICE OF START OF OPPOSITION PERIOD CREATED, TO BE SENT TO IB |
| Thursday, December 1, 2016 | EXAMINER'S AMENDMENT ENTERED |
| Friday, December 2, 2016 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, December 28, 2016 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Wednesday, December 28, 2016 | NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB |
| Thursday, January 12, 2017 | NOTIFICATION PROCESSED BY IB |
| Tuesday, January 17, 2017 | PUBLISHED FOR OPPOSITION |
| Tuesday, January 17, 2017 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Wednesday, March 22, 2017 | NOTIFICATION OF POSSIBLE OPPOSITION CREATED, TO BE SENT TO IB |
| Wednesday, March 22, 2017 | NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB |
| Tuesday, April 4, 2017 | REGISTERED-PRINCIPAL REGISTER |
| Saturday, April 8, 2017 | NOTIFICATION OF POSSIBLE OPPOSITION - PROCESSED BY IB |
| Tuesday, July 4, 2017 | FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB |
| Saturday, July 15, 2017 | FINAL DISPOSITION PROCESSED |
| Saturday, July 15, 2017 | FINAL DISPOSITION NOTICE SENT TO IB |
| Friday, August 4, 2017 | FINAL DECISION TRANSACTION PROCESSED BY IB |
| Friday, November 27, 2020 | CHANGE OF NAME/ADDRESS REC'D FROM IB |
| Monday, April 4, 2022 | COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED |
| Friday, March 10, 2023 | TEAS SECTION 71 & 15 RECEIVED |
| Friday, September 29, 2023 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Sunday, October 1, 2023 | REGISTERED - PARTIAL SEC. 71 ACCEPTED & SEC. 15 ACK. |
| Sunday, October 1, 2023 | NOTICE OF ACCEPTANCE OF SEC. 71 & 15 - E-MAILED |
| Friday, June 14, 2024 | PARTIAL INVALIDATION OF REG EXT PROTECTION CREATED |
| Wednesday, July 17, 2024 | INVALIDATION PROCESSED |
| Friday, September 13, 2024 | NEW REPRESENTATIVE AT IB RECEIVED |
| Friday, October 18, 2024 | PARTIAL INVALIDATION PROCESSED BY THE IB |
| Thursday, October 24, 2024 | INTERNATIONAL REGISTRATION RENEWED |
| Wednesday, July 17, 2024 | PARTIAL INVALIDATION OF REG EXT PROTECTION SENT TO IB |