LPL FINANCIAL Trademark

Trademark Overview

On Thursday, October 25, 2007, a trademark application was filed for LPL FINANCIAL with the United States Patent and Trademark Office. The USPTO has given the LPL FINANCIAL trademark a serial number of 77313189. The federal status of this trademark filing is REGISTERED AND RENEWED as of Saturday, July 27, 2019. This trademark is owned by Linsco/Private Ledger Corp. The LPL FINANCIAL trademark is filed in the Insurance & Financial Services and Computer & Software Services & Scientific Services categories with the following description:

Financial advice and financial management services; investment of funds for others; financial planning; investment advisory services; financial asset management services; and research services, namely, conducting research related to financial information, financial investment information, the performance of investment vehicles, and financial market data

Technology services, namely, providing online non-downloadable proprietary computer software for use in the field of financial investment advisory and brokerage services, namely, for managing, analyzing, tracking, organizing and/or structuring investments and information related to investments and to the performance of investment vehicles, and for use in providing access to online investment information
lpl financial

General Information

Serial Number77313189
Word MarkLPL FINANCIAL
Filing DateThursday, October 25, 2007
Status800 - REGISTERED AND RENEWED
Status DateSaturday, July 27, 2019
Registration Number3662425
Registration DateTuesday, August 4, 2009
Mark Drawing3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s)
Published for Opposition DateTuesday, May 19, 2009

Trademark Statements

Description of MarkThe mark consists of a small shaded square to the left and inside a shaded inverted "L" to the left and inside a larger shaded inverted "L", in total, giving the appearance of a partially shaded square with the lettering and word "LPL FINANCIAL" to the right.
Amendment to a Registration/Renewal CertificateThe drawing is amended to appear as follows: PUBLISH NEW CUT.
Goods and ServicesFinancial advice and financial management services; investment of funds for others; financial planning; investment advisory services; financial asset management services; and research services, namely, conducting research related to financial information, financial investment information, the performance of investment vehicles, and financial market data
Pseudo MarkLINSCO/PRIVATE LEDGER FINANCIAL
Indication of Colors claimedColor is not claimed as a feature of the mark.
Disclaimer with Predetermined Text"FINANCIAL"
Goods and ServicesTechnology services, namely, providing online non-downloadable proprietary computer software for use in the field of financial investment advisory and brokerage services, namely, for managing, analyzing, tracking, organizing and/or structuring investments and information related to investments and to the performance of investment vehicles, and for use in providing access to online investment information

Classification Information

International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateTuesday, October 30, 2007
Primary Code036
First Use Anywhere DateTuesday, January 1, 2008
First Use In Commerce DateTuesday, January 1, 2008
International Class042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software.
US Class Codes100, 101
Class Status Code6 - Active
Class Status DateMonday, August 18, 2008
Primary Code042
First Use Anywhere DateTuesday, January 1, 2008
First Use In Commerce DateTuesday, January 1, 2008

Trademark Owner History

Party NameLPL Financial LLC
Party Type31 - New Owner After Registration
Legal Entity Type16 - Limited Liability Company
AddressSan Diego, CA 92121
Party NameLPL FINANCIAL CORPORATION
Party Type30 - Original Registrant
Legal Entity Type03 - Corporation
AddressBoston, MA 02109
Party NameLPL FINANCIAL CORPORATION
Party Type20 - Owner at Publication
Legal Entity Type03 - Corporation
AddressBOSTON, MA 02108
Party NameLPL FINANCIAL CORPORATION
Party Type11 - New Owner Before Publication
Legal Entity Type03 - Corporation
AddressBOSTON, MA 02108
Party NameLinsco/Private Ledger Corp
Party Type10 - Original Applicant
Legal Entity Type03 - Corporation
AddressBoston, MA 02108

Trademark Events

Event DateEvent Description
Wednesday, June 14, 2023TEAS CHANGE OF CORRESPONDENCE RECEIVED
Wednesday, June 14, 2023ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Wednesday, June 14, 2023TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Wednesday, June 14, 2023APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Wednesday, June 14, 2023TEAS CHANGE OF OWNER ADDRESS RECEIVED
Wednesday, June 23, 2021APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Wednesday, June 23, 2021TEAS CHANGE OF CORRESPONDENCE RECEIVED
Wednesday, June 23, 2021ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Wednesday, June 23, 2021TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Wednesday, June 23, 2021TEAS CHANGE OF OWNER ADDRESS RECEIVED
Saturday, July 27, 2019NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Saturday, July 27, 2019REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Saturday, July 27, 2019REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Saturday, July 27, 2019CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Monday, June 24, 2019TEAS SECTION 8 & 9 RECEIVED
Saturday, August 4, 2018COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Thursday, September 1, 2016AMENDMENT UNDER SECTION 7 ¿ PROCESSED
Wednesday, August 17, 2016CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Wednesday, June 1, 2016TEAS SECTION 7 REQUEST RECEIVED
Thursday, May 28, 2015NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Thursday, May 28, 2015REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Thursday, May 28, 2015CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Wednesday, May 13, 2015TEAS SECTION 8 & 15 RECEIVED
Wednesday, August 8, 2012APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Wednesday, August 8, 2012TEAS CHANGE OF OWNER ADDRESS RECEIVED
Wednesday, May 25, 2011ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Tuesday, August 4, 2009REGISTERED-PRINCIPAL REGISTER
Tuesday, May 19, 2009PUBLISHED FOR OPPOSITION
Wednesday, April 29, 2009TEAS CHANGE OF CORRESPONDENCE RECEIVED
Wednesday, April 29, 2009NOTICE OF PUBLICATION
Friday, April 10, 2009LAW OFFICE PUBLICATION REVIEW COMPLETED
Friday, April 10, 2009ASSIGNED TO LIE
Friday, April 10, 2009APPROVED FOR PUB - PRINCIPAL REGISTER
Thursday, April 9, 2009ASSIGNED TO EXAMINER
Tuesday, March 31, 2009TEAS/EMAIL CORRESPONDENCE ENTERED
Tuesday, March 31, 2009CORRESPONDENCE RECEIVED IN LAW OFFICE
Monday, March 30, 2009TEAS RESPONSE TO OFFICE ACTION RECEIVED
Monday, October 6, 2008USE AMENDMENT ACCEPTED
Tuesday, September 30, 2008AMENDMENT TO USE PROCESSING COMPLETE
Friday, August 8, 2008USE AMENDMENT FILED
Tuesday, September 30, 2008NOTIFICATION OF NON-FINAL ACTION E-MAILED
Tuesday, September 30, 2008NON-FINAL ACTION E-MAILED
Tuesday, September 30, 2008NON-FINAL ACTION WRITTEN
Monday, August 18, 2008AMENDMENT FROM APPLICANT ENTERED
Monday, August 18, 2008CORRESPONDENCE RECEIVED IN LAW OFFICE
Monday, August 18, 2008ASSIGNED TO LIE
Friday, August 8, 2008PAPER RECEIVED
Wednesday, August 6, 2008AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Monday, February 11, 2008NOTIFICATION OF NON-FINAL ACTION E-MAILED
Monday, February 11, 2008NON-FINAL ACTION E-MAILED
Monday, February 11, 2008NON-FINAL ACTION WRITTEN
Wednesday, February 6, 2008ASSIGNED TO EXAMINER
Wednesday, February 6, 2008ASSIGNED TO EXAMINER
Wednesday, October 31, 2007NOTICE OF DESIGN SEARCH CODE MAILED
Tuesday, October 30, 2007NEW APPLICATION ENTERED

Related Keywords

financial investment services information namely performance investments vehicles providing online