| Serial Number | 75211055 |
| Word Mark | LOCKWOOD |
| Filing Date | Tuesday, December 10, 1996 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Tuesday, August 28, 2018 |
| Registration Number | 2149879 |
| Registration Date | Tuesday, April 7, 1998 |
| Mark Drawing | 1000 - Typeset: Word(s) / letter(s) / number(s) |
| Published for Opposition Date | NOT AVAILABLE |
| Certificate of Correction for Registration | IN THE STATEMENT, COLUMN 1, LINE 3, "19801-162" SHOULD BE DELETED, AND "19801-1620" SHOULD BE INSERTED. IN THE STATEMENT, COLUMN 1, LINE 5, "PENNSYLVANIA" SHOULD BE DELETED, AND "DELAWARE" SHOULD BE INSERTED. |
| Goods and Services | [ publications, namely, newsletters and investment management profiles ] |
| Goods and Services | financial and investment services, namely, financial planning services, investment brokerage services, investment advisory services, and investment management services |
| International Class | 016 - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); printers' type; printing blocks. |
| US Class Codes | 002, 005, 022, 023, 029, 037, 038, 050 |
| Class Status Code | B - Sec. 8 - Class(es) in a Multiple Class registration |
| Class Status Date | Thursday, May 13, 2004 |
| Primary Code | 016 |
| First Use Anywhere Date | Thursday, August 1, 1996 |
| First Use In Commerce Date | Thursday, August 1, 1996 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, January 2, 1997 |
| Primary Code | 036 |
| First Use Anywhere Date | Friday, October 4, 1996 |
| First Use In Commerce Date | Friday, October 4, 1996 |
| Party Name | PERSHING GROUP LLC |
| Party Type | 32 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | NEW YORK, NY 10286 |
| Party Name | BNY SEPARATE ACCOUNT SERVICES, INC. |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | MALVERN, PA 19355 |
| Party Name | LFG, INC. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Wilmington, DE 198011620 |
| Party Name | LOCKWOOD FINANCIAL GROUP, LTD. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Malvern, PA 19355 |
| Event Date | Event Description |
| Tuesday, August 28, 2018 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| Tuesday, August 28, 2018 | REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS) |
| Tuesday, August 28, 2018 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Tuesday, August 28, 2018 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Monday, August 20, 2018 | TEAS SECTION 8 & 9 RECEIVED |
| Friday, April 7, 2017 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Wednesday, January 27, 2016 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Wednesday, February 25, 2009 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Wednesday, February 25, 2009 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Thursday, October 9, 2008 | ASSIGNED TO PARALEGAL |
| Wednesday, October 8, 2008 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Tuesday, October 7, 2008 | TEAS SECTION 8 & 9 RECEIVED |
| Wednesday, May 23, 2007 | CASE FILE IN TICRS |
| Thursday, May 13, 2004 | REGISTERED - PARTIAL SEC. 8 (6-YR) ACCEPTED |
| Wednesday, April 7, 2004 | REGISTERED - SEC. 8 (6-YR) FILED |
| Wednesday, April 7, 2004 | TEAS SECTION 8 RECEIVED |
| Friday, July 31, 1998 | CORRECTION UNDER SECTION 7 ¿ PROCESSED |
| Tuesday, May 19, 1998 | SEC 7 REQUEST FILED |
| Tuesday, April 7, 1998 | REGISTERED-SUPPLEMENTAL REGISTER |
| Monday, January 12, 1998 | APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER |
| Tuesday, November 4, 1997 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, May 29, 1997 | NON-FINAL ACTION MAILED |
| Thursday, May 15, 1997 | ASSIGNED TO EXAMINER |
| Monday, May 12, 1997 | ASSIGNED TO EXAMINER |