| Serial Number | 90242948 |
| Word Mark | LEVEL 3 |
| Filing Date | Thursday, October 8, 2020 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, July 13, 2021 |
| Registration Number | 6415521 |
| Registration Date | Tuesday, July 13, 2021 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, April 27, 2021 |
| Description of Mark | The mark consists of the stylized wording "LEVEL3" to the right of three lines. The first and third lines are perpendicular, while the middle line is diagonal, with the top end of the diagonal line angled towards the right perpendicular line. |
| Goods and Services | Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; financial planning and investment advisory services, financial services, namely, investment advice, investment management, investment consultation and investment of funds for others including private and public equity and debt investment services; financial services, namely, operation and management of hedge funds, commodity pools and other collective investment vehicles and trading for others of security, options, future, derivative debt instruments and commodities; financial services, namely, providing an investment option available for variable annuity and variable life insurance products; financial services, namely, wealth investment services; hedge fund investment services; insurance brokerage services; investment banking services; investment management of and distribution of annuities; management of private equity funds |
| Pseudo Mark | LEVEL THREE |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, November 24, 2020 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, January 14, 2020 |
| First Use In Commerce Date | Tuesday, January 14, 2020 |
| Party Name | HBK Sorce Financial LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Canfield, OH 44406 |
| Party Name | HBK Sorce Financial LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Canfield, OH 44406 |
| Party Name | HBK Sorce Financial LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Canfield, OH 44406 |
| Event Date | Event Description |
| Tuesday, July 13, 2021 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, April 27, 2021 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, April 27, 2021 | PUBLISHED FOR OPPOSITION |
| Wednesday, April 7, 2021 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Friday, March 19, 2021 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, March 19, 2021 | EXAMINER'S AMENDMENT ENTERED |
| Friday, March 19, 2021 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Friday, March 19, 2021 | EXAMINERS AMENDMENT E-MAILED |
| Friday, March 19, 2021 | EXAMINERS AMENDMENT -WRITTEN |
| Friday, March 5, 2021 | ASSIGNED TO EXAMINER |
| Wednesday, November 25, 2020 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Tuesday, November 24, 2020 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Monday, October 12, 2020 | NEW APPLICATION ENTERED IN TRAM |