| Serial Number | 79247112 |
| Word Mark | L |
| Filing Date | Wednesday, September 26, 2018 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, December 17, 2019 |
| Registration Number | 5934584 |
| Registration Date | Tuesday, December 17, 2019 |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, October 1, 2019 |
| Description of Mark | The mark consists of the stylized letter "L" and a design of a shaded circle. |
| Certificate of Correction for Registration | In the statement, class 36 has been corrected per the Restriction dated 10/01/20, and per the Fnote dated 02/23/21. |
| Goods and Services | Printed matter, namely, printed paper signs and letterheads; printed publications, namely, disclosure documents, brochures, leaflets, books, booklets, newspapers, magazines, pamphlets, newsletters, printed guides and catalogues in the field of finance and investments; periodical publications, namely, printed periodicals in the field of finance and investments; promotional publications, namely, brochures, leaflets, booklets, and pamphlets in the field of finance and investments; brochures in the field of finance and investments; leaflets in the field of finance and investments; newspapers; pamphlets in the field of finance and investments; newsletters in the field of finance and investments; posters; stationery; note pads; note books |
| Goods and Services | Financial services, namely, financial management services, investment and investment management services; financial affairs, namely, financial consultation; monetary affairs, namely, monetary exchange; financial advice; financial management services; investment and investment management services in relation to foreign exchange markets, shares, listed property securities, cash and fixed interest securities and corporate bonds, multi-asset and responsible investments; provision of investment capital, namely, capital investment; raising of capital for financial investment and corporate fund raising; valuation of capital stock; investment account services, namely, maintaining escrow accounts for investment; investment appraisal services; investment asset management; investment fund management of funds and institutional mandates; investment banking; investment brokerage; investment business services, namely, financial investment brokerage; investment performance monitoring, namely, financial management; financial investment planning; financial investment portfolio management services; financial investment research; information, advisory and consultancy services in relation to the aforementioned services; provision of all the aforementioned services electronically including via the Internet * ; none of the aforesaid being the offering or provision of consumer loans, credit cards and/or insurance services * |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| International Class | 016 - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); printers' type; printing blocks. |
| US Class Codes | 002, 005, 022, 023, 029, 037, 038, 050 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, December 13, 2018 |
| Primary Code | 016 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, December 13, 2018 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | Pendal Group Limited |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 83 - NOT AVAILABLE |
| Address | SYDNEY NSW 2000 AU |
| Party Name | Pendal Group Limited |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 83 - NOT AVAILABLE |
| Address | SYDNEY NSW 2000 AU |
| Party Name | Pendal Group Limited |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 83 - NOT AVAILABLE |
| Address | SYDNEY NSW 2000 AU |
| Event Date | Event Description |
| Monday, December 10, 2018 | LIMITATION FROM ORIGINAL APPLICATION ENTERED |
| Thursday, December 6, 2018 | SN ASSIGNED FOR SECT 66A APPL FROM IB |
| Tuesday, January 8, 2019 | NON-FINAL ACTION WRITTEN |
| Thursday, December 13, 2018 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Tuesday, December 18, 2018 | APPLICATION FILING RECEIPT MAILED |
| Tuesday, January 8, 2019 | ASSIGNED TO EXAMINER |
| Wednesday, January 9, 2019 | NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW |
| Wednesday, January 23, 2019 | REFUSAL PROCESSED BY MPU |
| Wednesday, January 23, 2019 | NON-FINAL ACTION MAILED - REFUSAL SENT TO IB |
| Friday, February 8, 2019 | REFUSAL PROCESSED BY IB |
| Monday, July 22, 2019 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, July 22, 2019 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, July 23, 2019 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, August 22, 2019 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, August 29, 2019 | ASSIGNED TO LIE |
| Wednesday, September 11, 2019 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Wednesday, September 18, 2019 | NOTICE OF START OF OPPOSITION PERIOD CREATED, TO BE SENT TO IB |
| Wednesday, September 18, 2019 | NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB |
| Tuesday, October 1, 2019 | PUBLISHED FOR OPPOSITION |
| Tuesday, October 1, 2019 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Saturday, October 5, 2019 | NOTIFICATION PROCESSED BY IB |
| Tuesday, December 17, 2019 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, March 17, 2020 | FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB |
| Monday, March 30, 2020 | FINAL DISPOSITION PROCESSED |
| Monday, March 30, 2020 | FINAL DISPOSITION NOTICE SENT TO IB |
| Friday, April 17, 2020 | FINAL DECISION TRANSACTION PROCESSED BY IB |
| Friday, October 2, 2020 | LIMITATION OF GOODS RECEIVED FROM IB |
| Monday, March 8, 2021 | ASSIGNED TO PARALEGAL |
| Monday, March 8, 2021 | CORRECTION UNDER SECTION 7 - PROCESSED |
| Monday, March 8, 2021 | LIMITATION FROM THE IB EXAMINED AND ENTERED |
| Friday, April 8, 2022 | INVALIDATION REVIEWED - NO ACTION REQUIRED BY OFFICE |
| Tuesday, December 17, 2024 | COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED |
| Tuesday, November 23, 2021 | PARTIAL INVALIDATION OF REG EXT PROTECTION CREATED |