KIDDER, PEABODY & COMPANY FOUNDED 1865 Trademark

Trademark Overview


On Friday, January 20, 2023, a trademark application was filed for KIDDER, PEABODY & COMPANY FOUNDED 1865 with the United States Patent and Trademark Office. The USPTO has given the KIDDER, PEABODY & COMPANY FOUNDED 1865 trademark a serial number of 97762003. The federal status of this trademark filing is FINAL REFUSAL - MAILED as of Monday, May 20, 2024. This trademark is owned by AIAC PUERTO RICO HOLDINGS LLC. The KIDDER, PEABODY & COMPANY FOUNDED 1865 trademark is filed in the Insurance & Financial Services category with the following description:

Investment banking services; Investment banking services in the field of Employee Stock Ownership Plans (ESOP); Securities arbitrage services; Securities brokerage; Securities deposit services; Securities exchange price quotations; Securities lending; Securities trade execution services; Securities trading and investing services for others via the internet; Securities trading services for others via the Internet and the global information network; Securities underwriting; Agencies for brokerage of securities trading in overseas securities markets and of transactions on commission of overseas market securities futures; Agencies in the field of bonds and other securities; Agencies or brokerage for trading of securities, securities index futures, securities options, and overseas market securities futures; Automated securities brokerage; Broker-dealer financial services in the field of securities, stocks, bonds and funds; Brokerage for securities liquidation; Brokerage of shares and other ...
kidder, peabody & company founded 1865

General Information


Serial Number97762003
Word MarkKIDDER, PEABODY & COMPANY FOUNDED 1865
Filing DateFriday, January 20, 2023
Status645 - FINAL REFUSAL - MAILED
Status DateMonday, May 20, 2024
Registration Number0000000
Registration DateNOT AVAILABLE
Mark Drawing5 - Drawing with word(s) / letter(s) / number(s) in Stylized form
Published for Opposition DateNOT AVAILABLE

Trademark Statements


Description of MarkThe mark consists of the stylized words "Kidder, Peabody" appearing above the stylized words "& Company". The words "FOUNDED 1865" appear below the words "& Company".
Pseudo MarkKIDDER PEABODY AND COMPANY FOUNDED EIGHTEEN SIXTY FIVE; KIDDER PEABODY AND COMPANY FOUNDED ONE THOUSAND EIGHT HUNDRED SIXTY FIVE; KIDDER PEABODY AND COMPANY FOUNDED ONE EIGHT SIX FIVE
Goods and ServicesInvestment banking services; Investment banking services in the field of Employee Stock Ownership Plans (ESOP); Securities arbitrage services; Securities brokerage; Securities deposit services; Securities exchange price quotations; Securities lending; Securities trade execution services; Securities trading and investing services for others via the internet; Securities trading services for others via the Internet and the global information network; Securities underwriting; Agencies for brokerage of securities trading in overseas securities markets and of transactions on commission of overseas market securities futures; Agencies in the field of bonds and other securities; Agencies or brokerage for trading of securities, securities index futures, securities options, and overseas market securities futures; Automated securities brokerage; Broker-dealer financial services in the field of securities, stocks, bonds and funds; Brokerage for securities liquidation; Brokerage of shares and other securities; Brokerage of shares or stocks and other securities; Brokerage services in the field of securities and commodities investing; Financial securities exchange services; Financial evaluation, tracking, analysis, forecasting, consultancy, advisory and research services relating to securities and other financial instruments; Financial information services provided on-line from a computer database or a global computer network, namely, providing information in the field of financial classification of companies and securities; Financial investment in the field of securities, stocks, bonds, and funds; Financial investment services, namely, administering the issuance, underwriting and distribution of securities; Financial services, namely, administration of transactions involving funds drawn from securities, stocks, funds, equities, bonds, cash, or other types of financial investments in retirement plans using a check or negotiable order of withdrawal over a global data network; Financial services, namely, administration of transactions involving funds drawn from securities, stocks, funds, equities, bonds, cash, or other types of financial investments in retirement plans using a credit or debit card over a global data network; Financial services, namely, assisting others with the completion of financial transactions for stocks, bonds, securities and equities; Financial services, namely, broker/dealer services on securities exchanges and over-the-counter markets; Financial services, namely, conducting a securities and derivatives exchange; Financial services, namely, dealing in securities as a market maker and in trading commodities, securities, options, futures, equities and fixed income products in the United States and overseas market securities; Financial services, namely, operation and management of hedge funds, commodity pools and other collective investment vehicles, and trading for others of securities, options, futures, derivatives, debt instruments and commodities; Financial services, namely, proprietary trading in commodities, securities, options, futures, equities and fixed income products in the United States and overseas market securities; Financial services, namely, the purchase of residential mortgages on behalf of others and the issuance of mortgage-backed securities; Financial services, namely, the trading of financial instruments, securities, shares, options and other derivative products; Fund investment services featuring securities offered according to previously established criteria in order to maintain a predetermined level of payments to the account holder; Fund investment services featuring the trading of an account holder's securities according to previously established criteria in order to maintain a predetermined level of payments to the account holder; Management of securities portfolios; Management of portfolios comprising securities; Management of portfolios of transferable securities; Merchant banking and investment banking services; Mortgaging of securities for others; On-line discount securities brokerage services; Organization of online stock exchanges for the benefit of the trade of stocks and other financial securities; Private placements of hedge funds, private equity funds, securities and derivatives for others; Providing an on-line computer database in the field of stock/securities market information; Providing financial services with respect to securities and other financial instruments and products, namely, money management services; Providing financial services with respect to securities and other financial instruments and products, namely, trading of and investments in securities and financial instruments and products for others; Providing stock/securities market information; Provision of a financial exchange for the trading of securities, shares and options and other derivative products; Trading in securities; Trading of securities index futures; Trading of securities options; Trading of overseas market securities futures; Transfer agency services rendered to issuers of investment securities
Indication of Colors claimedColor is not claimed as a feature of the mark.
NOT AVAILABLE& COMPANY FOUNDED 1865

Classification Information


International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateSaturday, February 11, 2023
Primary Code036
First Use Anywhere DateNOT AVAILABLE
First Use In Commerce DateNOT AVAILABLE

Trademark Owner History


Party NameAIAC PUERTO RICO HOLDINGS LLC
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressSan Juan, PR 00909

Trademark Events


Event DateEvent Description
Tuesday, October 17, 2023ASSIGNED TO EXAMINER
Friday, October 20, 2023NON-FINAL ACTION WRITTEN
Friday, October 20, 2023NON-FINAL ACTION E-MAILED
Friday, October 20, 2023NOTIFICATION OF NON-FINAL ACTION E-MAILED
Wednesday, January 17, 2024APPLICATION EXTENSION TO RESPONSE PERIOD - RECEIVED
Tuesday, January 24, 2023NEW APPLICATION ENTERED
Saturday, February 11, 2023NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Monday, April 22, 2024TEAS/EMAIL CORRESPONDENCE ENTERED
Wednesday, January 17, 2024APPLICATION EXTENSION GRANTED/RECEIPT PROVIDED
Monday, April 22, 2024CORRESPONDENCE RECEIVED IN LAW OFFICE
Monday, April 22, 2024TEAS RESPONSE TO OFFICE ACTION RECEIVED
Monday, May 20, 2024FINAL REFUSAL WRITTEN
Monday, May 20, 2024FINAL REFUSAL E-MAILED
Monday, May 20, 2024NOTIFICATION OF FINAL REFUSAL EMAILED