Legal compliance auditing of financial services professionals and businesses; Regulatory compliance auditing of financial services professionals and businesses; Tracking and monitoring regulatory requirements in the field of financial services; Legal advisory services in the fields of estate planning, business succession, and business risk management; Security risk assessments for businesses; Licensing of software for financial planning and business management; Licensing of proprietary techno...

Providing temporary use of online, non-downloadable software for managing business operations in the field of financial services; Providing temporary use of online, non-downloadable software for customer relationship management; Technological consulting in the field of financial planning and data management software for affiliates using proprietary and commercial tools; Software as a service (SaaS) services featuring software for financial planning and data management; providing temporary use...

Business coaching and performance improvement consulting, namely, providing business education and business development training to employees and executives; Business development training, namely, providing group and individual coaching in the field of business leadership development; Business leadership coaching, namely, developing customized leadership and executive development programs for financial service professionals; Providing online training programs in the nature of workshops, cours...

Financial planning services; Investment management services including access to financial research, financial portfolio models, and financial investment recommendations; Tax strategy advisory and planning services for businesses and individuals; Advisory and brokerage services in the field of property and casualty insurance; Providing group benefits consulting in relation to insurance, namely, health, life, and disability insurance; Financial consulting in relation to retirement plans; Estate...

Business management and consulting services for financial professionals; Business management and consulting services for financial professionals in the fields of tax and taxation planning, succession planning, and tax preparation; Personnel recruiting services for financial advisors, administrative staff, and other business roles; Human resource management and payroll administration services; Marketing services, namely, marketing plan development; Marketing services, namely, development of ma...