Providing financial services with respect to securities and other financial instruments and products, namely, trading of and investments in securities and financial instruments and products for others

Financial services, namely, providing educational savings account services in accordance with Internal Revenue Code §529

Financial services, namely, providing educational savings account services in accordance with Internal Revenue Code § 529

Providing financial services with respect to securities and other financial instruments and products, namely, trading of and investments in securities and financial instruments and products for others