Reviewing standards and practices to assure compliance with financial services industry laws and regulations; regulatory compliance consulting concerning financial and investment services; regulatory compliance consulting concerning financial and investment services for broker dealers, trading groups, futures firms and exchange members; legal consulting services in the fields of regulatory and financial compliance

Repair of equipment, namely, scuba diving equipment and life support equipment

Reviewing standards and practices to assure compliance with financial services industry laws and regulations

Reviewing standards and practices to assure compliance with financial services industry laws and regulations; regulatory compliance consulting concerning financial and investment services; regulatory compliance consulting concerning financial and investment services for broker dealers, trading groups, futures firms and exchange members; legal consulting services in the fields of regulatory and financial compliance

Repair of equipment, namely, scuba diving equipment and life support equipment

SEMINARS, CONFERENCES AND SYMPOSIUMS AND OTHER THOUGHT LEADERSHIP INITIATIVES IN THE FIELD OF FINANCIAL SERVICES, REGULATORY COMPLIANCE AND RISK MANAGEMENT

SEMINARS, CONFERENCES AND SYMPOSIUMS AND OTHER THOUGHT LEADERSHIP INITIATIVES IN THE FIELD OF FINANCIAL SERVICES, REGULATION COMPLIANCE AND RISK MANAGEMENT

Legal services specializing in regulatory and financial compliance for broker dealers, trading groups, futures firms and exchange members; legal representation in Securities Exchange Commission, Financial Industry Regulatory Authority, Inc., and exchange Enforcement Actions; expert witness in the fields of securities and futures rules and regulations; federal securities laws, and financial and investment services; legal advice and in-house counsel with respect to regulatory compliance for the...

Platform as a service (PAAS) featuring computer software platforms for enterprise governance, risk management, and regulatory compliance in the field of finance; Software as a service (SAAS) services featuring software for enterprise governance, risk management, and regulatory compliance in the field of finance

Software as a service (SAAS) services featuring software for services featuring database management software that allows users to meet regulatory compliance requirements