FINANCIAL SERVICES, NAMELY INVESTMENT ADVISORY AND INVESTMENT MANAGEMENT SERVICES

financial and investment services, namely mutual fund investments

FINANCIAL SERVICES, NAMELY INVESTMENT ADVISORY AND INVESTMENT MANAGEMENT SERVICES; INVESTMENT SUB-ADVISOR SERVICES FOR OTHERS, NAMELY INVESTMENT MANAGEMENT AND ADVICE RENDERED UNDER SUB-CONTRACT TO OTHER INVESTMENT MANAGERS; INVESTMENTS IN THE NATURE OF MUTUAL FUNDS AND EXCHANGE TRADED FUNDS