Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures, exchange traded funds, and other securities, and investment of funds of others; transfer agency services; financial analysis, management, consulting and advisory services; fund investment; account reporting services; electronic funds transfer; financial information and evaluation services; savings and loan services; individual savings account services; capital inv...

INVESTMENT SERVICES, NAMELY, OFFERING EXCHANGE TRADED FUND PRODUCTS BASED ON A MUTUAL FUND INDEX

Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures, exchange traded funds, and other securities, and investment of funds of others; transfer agency services rendered to issuers of investment securities; financial analysis, management, consulting and advisory services; fund investment; financial account reporting services; electronic funds transfer; financial information and evaluation services; savings and loan ser...

Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures, exchange traded funds, and other securities, and investment of funds of others; transfer agency services rendered to issuers of investment securities; financial analysis, management, consulting and advisory services; fund investment; financial account reporting services; electronic funds transfer; financial information and evaluation services; savings and loan ser...

Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures, exchange traded funds, and other securities, and investment of funds of others; transfer agency services rendered to issuers of investment securities; financial analysis, management, consulting and advisory services; fund investment; financial account reporting services; electronic funds transfer; financial information and evaluation services; savings and loan ser...

Financial services, namely, investment fund management and advisory services; offering and administering closed-end funds and exchange-traded funds

Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures, exchange traded funds, and other securities, and investment of funds of others; transfer agency services rendered to issuers of investment securities; financial analysis, management, consulting and advisory services; fund investment; financial account reporting services; electronic funds transfer; financial information and evaluation services; savings and loan ser...

EDUCATIONAL SERVICES, NAMELY, DEVELOPING, ARRANGING, AND CONDUCTING EDUCATIONAL CONFERENCES AND PROGRAMS AND PROVIDING COURSES OF INSTRUCTION IN THE FIELDS OF FINANCIAL PRODUCTS AND INVESTMENT STRATEGIES

INVESTMENT SERVICES, NAMELY, OFFERING EXCHANGE TRADED FUND PRODUCTS BASED ON A MUTUAL FUND INDEX