Educational services, namely, providing training and seminars to financial advisors related to building a fee based business in the field of investments and retirement planning and distributing course materials in written and computerized form in connection therewith

FINANCIAL RETIREMENT PLANNING SERVICES

Financial planning for retirement, namely, administration of a retirement plan program designed for educational, governmental, healthcare, and other nonprofit employers featuring a collection of investment and annuities options, employee retirement planning and financial education, and account communications and recordkeeping services

Financial advisory, planning, and management services, namely, offering, planning, and management of mutual fund portfolios; Investment management of diversified mutual fund portfolios

Providing temporary use of non-downloadable computer software for managing retirement accounts and reviewing the status of business submissions in the nature of new accounts, managing and making investments, accessing brokerage services, sales support and customer service via a computer network, intranet, and the internet; Platform as a service (PAAS) featuring computer software platforms for managing retirement accounts and reviewing the status of business submissions in the nature of new ac...

Providing temporary use of non-downloadable computer software for managing retirement accounts and for sales support and customer service via a computer network, intranet, and the internet accessible to independent financial professionals for the purpose of managing their practice

Providing temporary use of non-downloadable computer software for managing retirement accounts, for managing and making investments, and for accessing brokerage services, accessible to independent financial professionals for the purpose of managing their practice; Platform as a service (PAAS) featuring computer software platforms for managing retirement accounts, for managing and making investments, and for accessing brokerage services, accessible to independent financial professionals for th...

Platform as a service (PAAS) featuring computer software platforms for ensuring conformity with federal and state rules, laws, and regulations governing financial institutions; Platform as a service (PAAS) featuring computer software platforms for independent registered representatives to maintain appropriate licensing in order to ensure conformity with federal and state rules, laws, and regulations governing financial institutions; Platform as a service (PAAS) featuring computer software pla...

Production of financial education tools and resources, namely, videos, podcasts, and audio recordings; Development of printed, written educational materials of others in the field of financial education

Providing financial information; financial services, namely, financial planning and financial management of mutual fund portfolios; and financial management of diversified mutual fund portfolios

Platform as a service (PAAS) featuring computer software platforms for financial centers and advisors to manage retirement accounts, and for managing investments and insurance policies, for accessing marketing materials and educational offerings, for connecting with a financial advisor and sales support, for accessing financial planning services, and for accessing educational materials in the field of financial planning and strategies; Providing temporary use of online non-downloadable comput...

financial services in the nature of financial planning, investment planning, and retirement planning services; online financial services in the nature of financial planning, investment planning, and retirement planning services

Platform as a service (PAAS) featuring computer software platforms for financial centers to manage their business and the business conducted in connection with each financial center, namely, platforms to view business summaries of their independent financial professionals, to generate reports by product or by employer group, to review sales and rollover reports, to track goals, track new client activity

Providing online non-downloadable software platforms for managing and opening retirement accounts, for managing and making investments, for accessing marketing materials and educational offerings, for connecting with financial advisors and sales support, for accessing financial planning services, for accessing educational materials in the field of financial planning and strategies, for use by financial service providers to manage their practice; Providing temporary use of on-line non-download...

Financial services in the nature of the issuance and distribution of insurance company annuity products

A full service financial services program for retirement planning and investing consisting of personalized financial planning for retirement, professional investment advice, and investment expertise and consultation in the field of retirement; a financial services program for individual retirement accounts (IRAs) and nonqualified accounts offering, in particular, funds investment, investment management of and distribution of annuities, professional financial management of mutual fund portfoli...

Educational services, namely, conducting programs in the field of marketing for financial advisors accessible via an internet-based portal via a computer network or via intranet

Online financial planning services; online financial planning for retirement; and investment consulting, management, and brokerage services; online financial consulting, management, and customs brokerage services

online financial planning services; online financial retirement planning services; and online financial and investment consulting, management, and brokerage services

Financial services, namely, mutual fund investment services where investors can select their own mutual fund investments and self-direct the management of their portfolio from a pre-selected collection of fund companies; Broker-dealer financial services in the field of mutual funds

Providing temporary use of non-downloadable computer software for financial professionals to manage retirement accounts and review the status of business submissions in the nature of new accounts, manage and make investments, access brokerage services, and receive marketing, sales, investment, and training materials via a computer network, intranet, and the internet; Platform as a service (PAAS) featuring computer software platforms for managing retirement accounts and reviewing the status of...

Financial planning, management, and advisory services, namely, selecting, monitoring, managing and reporting on a retirement plan investment offerings, mutual fund portfolios, and a collection of individual mutual funds; Financial administration of retirement plans for employers; financial planning services, namely, retirement plan fiduciary services for employers involving a pooled retirement plan of multiple employers; Financial administration of retirement plans that allow employers to poo...

financial retirement planning services

Financial planning, management, and advisory services, namely, selecting, monitoring, managing and reporting on a retirement plan investment offerings, mutual fund portfolios, and a collection of individual mutual funds; Financial administration of retirement plans for employers; financial planning services, namely, retirement plan fiduciary services for employers involving a pooled retirement plan of multiple employers; Financial administration of retirement plans that allow employers to poo...

Individual retirement account services, namely, managing retirement accounts, allocating client funds in a retirement account including adding and removing funds, reallocating and rebalancing an account and placing mutual fund trades without client authorization; Mutual fund advisory services provided by financial advisors

financial services, namely, providing public education, non-profits, and individuals with retirement plan advice in the nature of financial retirement plan consulting services, retirement plan administration, 403(b) and 457 (b) retirement account services program administration for institutions and individuals; financial portfolio management advisory services; fixed income investment option services

Financial services, namely, financial advisory services to enable investors to select their own mutual fund investments and self-direct the management of their portfolio; Mutual fund advisory services, namely, providing guidance on fund selection and monitoring financial markets for investment purposes

Financial services, namely, financial consulting provided to institutional 401(k), 403(b), 457(b), and other qualified retirement plan sponsors

Financial services, namely, financial advisory services to enable investors to select their own mutual fund investments and self-direct the management of their portfolio; Mutual fund advisory services, namely, providing guidance on fund selection and monitoring financial markets for investment purposes

financial retirement planning services

financial retirement planning services

Financial services, namely, financial advisory services of third-party investment strategists who each offer a series of professionally managed mutual portfolios that are managed according to the investment approach of each individual strategist to assist investors with strategizing investments, assessing risk, choosing investment products, and managing investor portfolios

Providing a website featuring non-downloadable videos on financial planning, and financial and investment information and financial options; Providing on-line tutorial videos in the field of financial planning, and financial investment, not downloadable; Educational services in the nature of informational classes in the field of investment options and retirement planning offered via online, non-downloadable informational videos and recordings

financial retirement planning services

financial retirement planning services

Platform as a service (PAAS) featuring computer software platforms for independent financial professionals for managing and opening retirement accounts, for managing and making investments, for accessing marketing materials and educational offerings, for connecting with financial advisors and sales support, for accessing financial planning services, and for accessing educational materials in the field of financial planning and strategies; Providing temporary use of online non-downloadable com...