financial services, namely investment management, investment advice, funds investment, investment consultation and investment of funds for others

investment management services with respect to mutual funds, pension accounts, institutional accounts and wrap fee accounts, namely, private accounts maintained in programs sponsored by affiliated and unaffiliated broker dealers

investment management services with respect to mutual funds, pension accounts, institutional accounts and wrap fee accounts, namely, private accounts maintained in programs sponsored by affiliated and unaffiliated broker dealers

INVESTMENT ADVISORY SERVICES AND SECURITIES BROKERAGE SERVICES