Financial services, namely, financial consultation; Securities brokerage services, namely, private offerings of securities for accredited investors and qualified purchasers consisting of both separately managed accounts and pooled investment vehicles; Financial services, namely, initial and secondary public offerings of pooled investment vehicles such as registered investment companies, including without limitation exchange traded funds and mutual funds; Investment brokerage services, namely,...

Financial services, namely, financial consultation; Securities brokerage services, namely, private offerings of securities for accredited investors and qualified purchasers consisting of both separately managed accounts and pooled investment vehicles; Financial services, namely, initial and secondary public offerings of pooled investment vehicles such as registered investment companies, including without limitation exchange traded funds and mutual funds; Investment brokerage services, namely,...

Financial services, namely, financial consultation; Securities brokerage services, namely, private offerings of securities for accredited investors and qualified purchasers consisting of both separately managed accounts and pooled investment vehicles; Financial services, namely, initial and secondary public offerings of pooled investment vehicles such as registered investment companies, including without limitation exchange traded funds and mutual funds; Investment brokerage services, namely,...