Investment Management

Fiduciary representatives

financial services, namely providing information in connection with the offering of investment choices to retirement plans under group annuity contracts and insurance company separate accounts

educational services, namely conducting classes and seminars in the field of trust auditing

Financial services, namely, financial planning, research and advisory services; estate planning, trust and estate management, administration and settlement services; investment consultation, advisory and management; financial analysis, consultation, and management; financial planning for retirement; custodial banking services, financial custody services, namely, maintaining possession of financial assets for others for financial management purposes; corporate trustee services; tax planning; f...

Tax planning

charitable services, namely, providing donor advised funds to support philanthropic giving; charitable services, namely, facilitating donations of appreciated stock to benefit charities

charitable services, namely, providing donor advised funds to support philanthropic giving; charitable services, namely, facilitating donations of appreciated stock to benefit charities

Business consultation services, namely, advising investment managers on regulatory compliance

Financial services, namely, financial planning; financial research; estate planning; estate trust management and administration; fiduciary services and representation; investment consultation; investment management; financial analysis and consultation; financial management; cash management; and financial services in the nature of investment security provided over the Internet

Financial services, namely financial planning; financial research; estate planning; estate trust management and administration; fiduciary services and representation; investment consultation; investment management; financial analysis and consultation; financial management; cash management; and financial services in the nature of investment security provided over the Internet

Financial services, namely, financial planning services for retirement; financial and retirement plan compliance services, namely, financial administration of retirement plans

Financial advisory and consultancy services; Financial planning and investment advisory services; Financial planning consultation; Financial portfolio analysis services; Financial portfolio management; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Investment advisory services; Investment consultation; Investment management; Management of securit...

Consulting services in the field of employer sponsored financial retirement plans

Continuing education services, namely, providing live and on-line continuing professional education seminars in the field of fiduciary governance

Analytical, consulting and asset management services for investment fiduciaries

On-line investment services, namely, providing pension plan investment summaries, analysis, evaluation, monitoring, investment policies and policies and reports to assist investment committees to evaluate, select and monitor investment funds for their organization's pension plans

Providing a web site featuring guidance in the field of retirement plan administration and fiduciary compliance

financial planning services, investment management and investment advisory services and trust management account services; financial consulting on issues relating to retirement income, business succession, qualified benefit plans, pension planning, estate planning, divorce planning and charitable gift planning

Litigation support services, namely, an in-depth discovery probe resulting in a written report that provides an assessment of the performance of fiduciary duty, including legal tax regulatory concerns in the fiduciary supply chain as well as analysis of documents, policies and procedures and relevant fiduciary standards of care, with the primary consumers being attorneys, CPAs and trustees or beneficiaries involved in legal disputes of fiduciary duty

Financial advisory and consultancy services; Financial planning and investment advisory services

Business consulting services in the field of business leadership development using a framework to examine and analyze the effectiveness of a critical decision-maker who is serving in a leadership role and to substantiate the effectiveness and procedural prudence of a critical decision-maker who is serving in the capacity of a fiduciary via the business leadership development consulting services

Providing online, non-downloadable software for analyzing and evaluating financial and investment instruments, and providing financial reports

Investment and financial services in the field of unit investment trusts, collective trusts, exchange traded funds, mutual funds, variable annuities, and 401(k)'s

Financial administration of retirement plans; Financial planning consultation; Financial planning and investment advisory services; Financial retirement plan consulting services

Financial planning consultation; Financial planning and investment advisory services; Financial planning services; Financial retirement plan consulting services; Financial administration of retirement plans

Procurement consultation, namely, analysis and redefinition of purchasing processes; Procuring of contracts for the purchase and sale of goods; Business services, namely, procuring qualified and credentialed third-party experts, professionals and other qualified personnel, and documentation and information all on behalf of others

Providing online publications in the nature of handbooks in the field of retirement plan administration

Insurance services, namely, insurance underwriting in the field of liability insurance for alternative asset investment managers

Financial Planning and Advisory Services, namely, investment advisory, custody and corporate trustee services, estate administration, financial and tax planning, and charitable gift planning

Financial Planning and Advisory Services, namely, investment advisory, custody and corporate trustee services, estate administration, financial and tax planning, and charitable gift planning

Financial planning and advisory services, namely, investment advisory, custody and corporate trustee services, estate administration, financial and tax planning, and charitable gift planning

Financial advising services, namely, providing methodologies used to establish, maintain, and manage estate and investment trusts

Consulting services employing methodologies that are used to establish, maintain, and manage risk associated with trust instrument investment portfolios

Consulting services employing methodologies that are used to establish, maintain, and manage personal financial plans

Financial services, namely, providing administration, trustee, advisor, and management services for retirement plans

Financial services, namely, providing financial management services and financial information to financial advisors, brokers, consultants, and individuals, and providing information in the field of compensation, retirement plans, and third-party fiduciary services over computer networks and global communication networks

Computer services, namely, providing a web-based system and online portal featuring online non-downloadable software in the nature of an automated management tool for internal control, namely, organizational policies, procedures and systems