| Serial Number | 86983033 |
| Word Mark | KESTRA FINANCIAL |
| Filing Date | Friday, February 19, 2016 |
| Status | 702 - SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED |
| Status Date | Saturday, September 7, 2024 |
| Registration Number | 5635425 |
| Registration Date | Tuesday, December 25, 2018 |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, July 10, 2018 |
| Goods and Services | Business education and training services, namely, providing conferences, seminars, online interactive training sessions, non-downloadable webinars, and online non-downloadable videos in the fields of wealth management, insurance brokerage, financial investments, managed accounts, mutual funds, securities, annuities, hedge funds, options, retirement plans, investment advice, and financial planning; interactive online training services in the fields of wealth management, insurance brokerage, financial investments, managed accounts, mutual funds, securities, annuities, hedge funds, options, retirement plans, investment advice, and financial planning; providing training for financial advisors in the fields of business management, business operations, sales and marketing; providing online, non-downloadable videos featuring educational and training content in the fields of wealth management, insurance brokerage, financial investments, managed accounts, mutual funds, securities, annuities, hedge funds, options, retirement plans, investment advice, and financial planning |
| Goods and Services | Financial due diligence services in the fields of wealth management, insurance brokerage, financial investments, managed accounts, mutual funds, securities, annuities, hedge funds, options, retirement plans, investment advice, and financial planning; stock brokerage services; mutual fund brokerage; financial investment brokerage; estate planning; financial asset management and allocation in the nature of financial portfolio management; hedge fund investment services; investment management |
| Goods and Services | Business marketing and business consulting services in the fields of wealth management, insurance brokerage, financial investments, managed accounts, mutual funds, securities, annuities, hedge funds, options, retirement plans, investment advice, and financial planning; marketing advisory services in the fields of wealth management, insurance brokerage, financial investments, managed accounts, mutual funds, securities, annuities, hedge funds, options, retirement plans, investment advice, and financial planning; consulting services in the field of practice management for financial advisors; providing business planning and marketing solutions for financial advisors; Providing marketing information in the nature of marketing materials in the fields of wealth management, insurance brokerage, financial investments, managed accounts, mutual funds, securities, annuities, hedge funds, options, retirement plans, investment advice, and financial planning via a website |
| NOT AVAILABLE | "FINANCIAL" |
| Goods and Services | Providing a website featuring technology which provides users with the ability to enter, access, and synthesize information and generate customized reports regarding wealth management, insurance brokerage, financial investments, managed accounts, mutual funds, securities, annuities, hedge funds, options, retirement plans, investment advice, and financial planning; providing an interactive website featuring technology that allows users to access and synthesize information and generate reports for use in providing investment advice, financial advisory and retirement planning services; providing information and computer technology consulting in the fields of wealth management, insurance brokerage, financial investments, managed accounts, mutual funds, securities, annuities, hedge funds, options, retirement plans, investment advice, and financial planning |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, February 25, 2016 |
| Primary Code | 035 |
| First Use Anywhere Date | Saturday, April 30, 2016 |
| First Use In Commerce Date | Saturday, April 30, 2016 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, February 25, 2016 |
| Primary Code | 036 |
| First Use Anywhere Date | Thursday, March 31, 2016 |
| First Use In Commerce Date | Thursday, March 31, 2016 |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, February 25, 2016 |
| Primary Code | 041 |
| First Use Anywhere Date | Thursday, March 31, 2016 |
| First Use In Commerce Date | Thursday, March 31, 2016 |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, February 25, 2016 |
| Primary Code | 042 |
| First Use Anywhere Date | Thursday, March 31, 2016 |
| First Use In Commerce Date | Thursday, March 31, 2016 |
| Party Name | KESTRA FINANCIAL, INC. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | AUSTIN, TX 78746 |
| Party Name | KESTRA FINANCIAL, INC. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | AUSTIN, TX 78746 |
| Party Name | KESTRA FINANCIAL, INC. |
| Party Type | 11 - New Owner Before Publication |
| Legal Entity Type | 03 - Corporation |
| Address | AUSTIN, TX 78746 |
| Party Name | NFP Advisor Services, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Austin, TX 78746 |
| Event Date | Event Description |
| Friday, June 10, 2016 | NON-FINAL ACTION WRITTEN |
| Tuesday, February 23, 2016 | NEW APPLICATION ENTERED |
| Thursday, February 25, 2016 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Monday, June 6, 2016 | ASSIGNED TO EXAMINER |
| Monday, December 12, 2016 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Friday, June 10, 2016 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Friday, June 10, 2016 | NON-FINAL ACTION E-MAILED |
| Thursday, January 12, 2017 | ASSIGNED TO LIE |
| Wednesday, January 18, 2017 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, January 18, 2017 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, February 9, 2017 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Thursday, February 9, 2017 | FINAL REFUSAL E-MAILED |
| Thursday, February 9, 2017 | FINAL REFUSAL WRITTEN |
| Tuesday, June 13, 2017 | TEAS AMENDMENT OF USE RECEIVED |
| Wednesday, June 14, 2017 | AMENDMENT TO USE PROCESSING COMPLETE |
| Wednesday, June 14, 2017 | USE AMENDMENT FILED |
| Wednesday, July 5, 2017 | USE AMENDMENT ACCEPTED |
| Thursday, July 6, 2017 | NOTICE OF ACCEPTANCE OF AMENDMENT TO ALLEGE USE E-MAILED |
| Tuesday, August 8, 2017 | DIVISIONAL REQUEST RECEIVED |
| Tuesday, August 8, 2017 | TEAS REQUEST TO DIVIDE RECEIVED |
| Tuesday, August 8, 2017 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Tuesday, August 8, 2017 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, August 8, 2017 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, August 9, 2017 | EXPARTE APPEAL RECEIVED AT TTAB |
| Wednesday, August 9, 2017 | EX PARTE APPEAL-INSTITUTED |
| Wednesday, August 9, 2017 | JURISDICTION RESTORED TO EXAMINING ATTORNEY |
| Friday, August 25, 2017 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Monday, May 21, 2018 | PRIORITY ACTION WRITTEN |
| Tuesday, September 5, 2017 | DIVISIONAL PROCESSING COMPLETE |
| Wednesday, September 6, 2017 | NON-FINAL ACTION WRITTEN |
| Wednesday, September 6, 2017 | NON-FINAL ACTION E-MAILED |
| Wednesday, September 6, 2017 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, March 6, 2018 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, March 12, 2018 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, March 12, 2018 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, April 4, 2018 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Monday, April 30, 2018 | ASSIGNED TO EXAMINER |
| Monday, May 21, 2018 | PRIORITY ACTION E-MAILED |
| Monday, May 21, 2018 | NOTIFICATION OF PRIORITY ACTION E-MAILED |
| Tuesday, July 10, 2018 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Wednesday, May 30, 2018 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, May 30, 2018 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, May 30, 2018 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, May 31, 2018 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, June 1, 2018 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, June 20, 2018 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, July 10, 2018 | PUBLISHED FOR OPPOSITION |
| Thursday, August 9, 2018 | EXTENSION OF TIME TO OPPOSE RECEIVED |
| Sunday, November 18, 2018 | EXTENSION OF TIME TO OPPOSE PROCESS - TERMINATED |
| Tuesday, December 25, 2018 | REGISTERED-PRINCIPAL REGISTER |
| Wednesday, January 26, 2022 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Thursday, June 23, 2022 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Monday, December 25, 2023 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Wednesday, February 21, 2024 | TEAS SECTION 8 & 15 RECEIVED |
| Wednesday, April 10, 2024 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Friday, September 6, 2024 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Saturday, September 7, 2024 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Saturday, September 7, 2024 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |