| Serial Number | 99254668 |
| Word Mark | IPO COMPASS |
| Filing Date | Thursday, June 26, 2025 |
| Status | 641 - NON-FINAL ACTION - MAILED |
| Status Date | Saturday, November 15, 2025 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | NOT AVAILABLE |
| Goods and Services | Regulatory submission management, namely, assisting others in preparing and filing documents with governmental regulatory bodies; Providing a secured access database via the Internet through which documents and images can be viewed, copied, and printed for purposes of conducting corporate transactions |
| Goods and Services | Transfer agency services rendered to issuers of investment securities |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, June 26, 2025 |
| Primary Code | 035 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, June 26, 2025 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | Broadridge Financial Solutions, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Lake Success, NY 11042 |
| Event Date | Event Description |
| Thursday, June 26, 2025 | NEW APPLICATION ENTERED |
| Thursday, June 26, 2025 | APPLICATION FILING RECEIPT MAILED |
| Thursday, June 26, 2025 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Friday, November 14, 2025 | ASSIGNED TO EXAMINER |
| Saturday, November 15, 2025 | NON-FINAL ACTION WRITTEN |
| Saturday, November 15, 2025 | NON-FINAL ACTION E-MAILED |
| Saturday, November 15, 2025 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |