INVESTMENT ADVISER CERTIFIED COMPLIANCE PROFESSIONAL Trademark

Trademark Overview

On Wednesday, August 2, 2006, a trademark application was filed for INVESTMENT ADVISER CERTIFIED COMPLIANCE PROFESSIONAL with the United States Patent and Trademark Office. The USPTO has given the INVESTMENT ADVISER CERTIFIED COMPLIANCE PROFESSIONAL trademark a serial number of 78943296. The federal status of this trademark filing is REGISTERED AND RENEWED as of Thursday, July 26, 2018. This trademark is owned by Source Media Inc.. The INVESTMENT ADVISER CERTIFIED COMPLIANCE PROFESSIONAL trademark is filed in the category with the following description:

financial regulatory compliance review
investment adviser certified compliance professional

General Information

Serial Number78943296
Word MarkINVESTMENT ADVISER CERTIFIED COMPLIANCE PROFESSIONAL
Filing DateWednesday, August 2, 2006
Status800 - REGISTERED AND RENEWED
Status DateThursday, July 26, 2018
Registration Number3393759
Registration DateTuesday, March 4, 2008
Mark Drawing4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateNOT AVAILABLE

Trademark Statements

Goods and Servicesfinancial regulatory compliance review
Certification Mark StatementThe certification mark, as used by authorized persons, certifies that the compliance professional has successfully completed certain educational programs, has a requisite amount of work experience, adheres to a code of ethics, has passed a certifying exam, has met a set of knowledge requirements and will meet continuing educational requirements.
NOT AVAILABLE"COMPLIANCE PROFESSIONAL"

Classification Information

International ClassB -
US Class CodesB
Class Status Code6 - Active
Class Status DateTuesday, August 8, 2006
Primary CodeB
First Use Anywhere DateMonday, October 11, 2004
First Use In Commerce DateMonday, October 11, 2004

Trademark Owner History

Party NameCOMPLY TECHNOLOGIES INC.
Party Type33 - New Owner After Registration
Legal Entity Type03 - Corporation
AddressArlington, VA 22203
Party NameCOMPLIANCE SCIENCE, INC.
Party Type32 - New Owner After Registration
Legal Entity Type03 - Corporation
AddressNEW YORK, NY 10016
Party NameACCUITY INC.
Party Type31 - New Owner After Registration
Legal Entity Type03 - Corporation
AddressSKOKIE, IL 60076
Party NameSource Media Inc.
Party Type30 - Original Registrant
Legal Entity Type03 - Corporation
AddressNew York, NY 10004
Party NameSource Media Inc.
Party Type10 - Original Applicant
Legal Entity Type03 - Corporation
AddressNew York, NY 10004

Trademark Events

Event DateEvent Description
Tuesday, August 8, 2006NEW APPLICATION ENTERED
Tuesday, November 28, 2006ASSIGNED TO EXAMINER
Monday, December 11, 2006NON-FINAL ACTION WRITTEN
Monday, December 11, 2006NON-FINAL ACTION E-MAILED
Monday, June 11, 2007TEAS RESPONSE TO OFFICE ACTION RECEIVED
Friday, June 22, 2007ASSIGNED TO LIE
Friday, June 22, 2007CORRESPONDENCE RECEIVED IN LAW OFFICE
Friday, June 22, 2007TEAS/EMAIL CORRESPONDENCE ENTERED
Tuesday, July 17, 2007FINAL REFUSAL WRITTEN
Tuesday, July 17, 2007FINAL REFUSAL E-MAILED
Tuesday, July 17, 2007NOTIFICATION OF FINAL REFUSAL EMAILED
Thursday, January 17, 2008TEAS REQUEST FOR RECONSIDERATION RECEIVED
Thursday, January 17, 2008CORRESPONDENCE RECEIVED IN LAW OFFICE
Thursday, January 17, 2008TEAS/EMAIL CORRESPONDENCE ENTERED
Monday, January 28, 2008APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER
Monday, January 28, 2008ASSIGNED TO LIE
Tuesday, January 29, 2008LAW OFFICE PUBLICATION REVIEW COMPLETED
Tuesday, March 4, 2008REGISTERED-SUPPLEMENTAL REGISTER
Wednesday, March 2, 2011ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Wednesday, November 9, 2011ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Wednesday, April 16, 2014ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Wednesday, May 21, 2014ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Wednesday, June 4, 2014AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Thursday, June 5, 2014TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Thursday, June 5, 2014ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Wednesday, June 18, 2014TEAS CHANGE OF CORRESPONDENCE RECEIVED
Wednesday, June 18, 2014TEAS SECTION 8 RECEIVED
Saturday, June 28, 2014CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Saturday, June 28, 2014REGISTERED - SEC. 8 (6-YR) ACCEPTED
Saturday, June 28, 2014NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED
Saturday, March 4, 2017COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Saturday, March 3, 2018TEAS CHANGE OF CORRESPONDENCE RECEIVED
Saturday, March 3, 2018TEAS SECTION 8 & 9 RECEIVED
Friday, March 16, 2018CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Saturday, March 17, 2018CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Tuesday, April 24, 2018CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Tuesday, May 1, 2018POST REGISTRATION ACTION MAILED - SEC. 8 & 9
Monday, June 25, 2018TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED
Monday, July 9, 2018POST REGISTRATION ACTION MAILED - SEC. 8 & 9
Thursday, July 12, 2018TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED
Thursday, July 26, 2018REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Thursday, July 26, 2018REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Thursday, July 26, 2018NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Wednesday, December 21, 2022TEAS CHANGE OF OWNER ADDRESS RECEIVED
Wednesday, December 21, 2022TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Wednesday, December 21, 2022ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Wednesday, December 21, 2022TEAS CHANGE OF CORRESPONDENCE RECEIVED
Wednesday, December 21, 2022APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Wednesday, April 26, 2023AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Wednesday, May 8, 2024AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Monday, November 3, 2025TEAS CHANGE OF OWNER ADDRESS RECEIVED
Monday, November 3, 2025APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Monday, November 3, 2025TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Monday, November 3, 2025ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Monday, November 3, 2025TEAS CHANGE OF CORRESPONDENCE RECEIVED

Related Keywords

professional compliance certified adviser investment review regulatory financial