| Serial Number | 87936744 |
| Word Mark | INNOVATIVE, INDEPENDENT & UIT FOCUSED |
| Filing Date | Friday, May 25, 2018 |
| Status | 702 - SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED |
| Status Date | Friday, October 3, 2025 |
| Registration Number | 5767207 |
| Registration Date | Tuesday, June 4, 2019 |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, March 19, 2019 |
| Pseudo Mark | INNOVATIVE, INDEPENDENT AND UIT FOCUSED |
| Goods and Services | Financial services, namely, commodity brokerage and estate trust management; financial investment brokerage services, namely, administering the issuance, underwriting and distribution of securities in the form of municipal bonds, corporate bonds, mortgage-backed securities, unit investment trusts, bond swaps, mutual funds, stocks, and options; financial services, namely, financial administration of individual retirement accounts (IRAs), employee pension plans, and retirement profit sharing plans; financial research services; Financial advice and information; Providing information in the fields of investment and finance; investment management and consultation services; Providing information by phone and by online means in the field of investment account information and financial research; Providing an online computer database in the fields of investing, finance, financial planning, financial news, financial information; financial analysis services in the fields of investing, finance, and financial planning |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, June 7, 2018 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, April 3, 2018 |
| First Use In Commerce Date | Tuesday, April 3, 2018 |
| Party Name | Hennion & Walsh, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Parsippany, NJ 07054 |
| Party Name | Hennion & Walsh, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Parsippany, NJ 07054 |
| Party Name | Hennion & Walsh, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Parsippany, NJ 07054 |
| Event Date | Event Description |
| Tuesday, May 29, 2018 | NEW APPLICATION ENTERED |
| Thursday, June 7, 2018 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Thursday, August 23, 2018 | ASSIGNED TO EXAMINER |
| Thursday, August 30, 2018 | NON-FINAL ACTION WRITTEN |
| Thursday, August 30, 2018 | NON-FINAL ACTION E-MAILED |
| Thursday, August 30, 2018 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, October 1, 2018 | ASSIGNED TO EXAMINER |
| Wednesday, February 6, 2019 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, February 11, 2019 | ASSIGNED TO LIE |
| Tuesday, February 12, 2019 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, February 12, 2019 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, February 12, 2019 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, February 13, 2019 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, February 27, 2019 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, March 19, 2019 | PUBLISHED FOR OPPOSITION |
| Tuesday, March 19, 2019 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, June 4, 2024 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Tuesday, June 4, 2019 | REGISTERED-PRINCIPAL REGISTER |
| Friday, October 3, 2025 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Friday, October 3, 2025 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Friday, October 3, 2025 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Thursday, May 29, 2025 | TEAS SECTION 8 & 15 RECEIVED |