| Serial Number | 85771339 |
| Word Mark | ICAP SECURITIES & DERIVATIVES EXCHANGE |
| Filing Date | Monday, November 5, 2012 |
| Status | 711 - CANCELLED - SECTION 7 |
| Status Date | Wednesday, April 18, 2018 |
| Registration Number | 5066627 |
| Registration Date | Tuesday, October 25, 2016 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, August 9, 2016 |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "SECURITIES & DERIVATIVES EXCHANGE" |
| Goods and Services | Computer hardware and software for electronically brokering and listing securities; computer software for accessing information directories that may be downloaded from a global computer network relating to trading positions and trading strategies; software for testing trading strategies against live and historic market data; software for development of proprietary trading strategies; software allowing order and trade capture by brokers; not including any goods relating to the development, sale, maintenance and support of software for transmitting messages and/or data on a communication network for voice and data processing, namely, software solutions, software products and services for mobile network operators with regard to all business areas |
| Goods and Services | Financial services, namely, the trading and brokering of financial instruments, securities, shares, equities, options and other derivative products in the wholesale market; stock exchange services, namely, quotation, information and listing services; providing financial information and financial indices on post-trade in the financial markets, on trade-related data and trade tickets, on transaction settlements, on netting and trade allocation, on trade and account reconciliation and on trade confirmation |
| Goods and Services | Transmission of data, messages and information by computer, electronic mail; computer communication services; telecommunication services, namely, the transmission of information and data; electronic mail services, all the aforesaid relating to the provision of connectivity to financial markets and trading systems and the provision of data related to financial markets and trading systems; not including any services relating to the development, sale, maintenance and support of software for transmitting messages and/or data on a communication network for voice and data processing, namely, software solutions, software products and services for mobile network operators with regard to all business areas |
| Goods and Services | Computer programming and the updating of computer programs; computer software design and maintenance; computer systems analysis |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 1 - Sec. 7(d) - Entire Registration |
| Class Status Date | Wednesday, April 18, 2018 |
| Primary Code | 009 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 1 - Sec. 7(d) - Entire Registration |
| Class Status Date | Wednesday, April 18, 2018 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 038 - Services allowing people to communicate with another by a sensory means. |
| US Class Codes | 100, 101, 104 |
| Class Status Code | 1 - Sec. 7(d) - Entire Registration |
| Class Status Date | Wednesday, April 18, 2018 |
| Primary Code | 038 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 1 - Sec. 7(d) - Entire Registration |
| Class Status Date | Wednesday, April 18, 2018 |
| Primary Code | 042 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | ICAP Plc |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 99 - Other |
| Address | London EC2M7UR GB |
| Party Name | ICAP Plc |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 99 - Other |
| Address | London EC2M7UR GB |
| Party Name | ICAP Plc |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 99 - Other |
| Address | London EC2M7UR GB |
| Event Date | Event Description |
| Wednesday, April 18, 2018 | CANCELLED SECTION 7-TOTAL |
| Monday, March 5, 2018 | REQUEST FOR SECT 7 TOTAL SURRENDER FILED |
| Thursday, April 5, 2018 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Monday, March 5, 2018 | TEAS SECTION 7 SURRENDER RECEIVED |
| Tuesday, October 25, 2016 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, August 9, 2016 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, August 9, 2016 | PUBLISHED FOR OPPOSITION |
| Wednesday, July 20, 2016 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Thursday, July 7, 2016 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Thursday, June 30, 2016 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, June 17, 2016 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, June 17, 2016 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, June 15, 2016 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, April 25, 2016 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, April 25, 2016 | NON-FINAL ACTION E-MAILED |
| Monday, April 25, 2016 | NON-FINAL ACTION WRITTEN |
| Wednesday, April 6, 2016 | PREVIOUS ALLOWANCE COUNT WITHDRAWN |
| Wednesday, April 6, 2016 | CASE RETURNED TO EXAMINATION |
| Wednesday, April 6, 2016 | NOTICE OF ALLOWANCE CANCELLED |
| Tuesday, November 24, 2015 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, September 29, 2015 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, September 29, 2015 | PUBLISHED FOR OPPOSITION |
| Wednesday, September 9, 2015 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Friday, August 21, 2015 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Friday, August 21, 2015 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, August 18, 2015 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, August 18, 2015 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, August 12, 2015 | DATA MODIFICATION COMPLETED |
| Thursday, July 23, 2015 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, July 23, 2015 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, July 16, 2015 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, July 13, 2015 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, July 13, 2015 | NON-FINAL ACTION E-MAILED |
| Monday, July 13, 2015 | NON-FINAL ACTION WRITTEN |
| Friday, May 8, 2015 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, May 7, 2015 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, May 7, 2015 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, November 10, 2014 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, November 10, 2014 | NON-FINAL ACTION E-MAILED |
| Monday, November 10, 2014 | NON-FINAL ACTION WRITTEN |
| Thursday, October 16, 2014 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, October 16, 2014 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, October 16, 2014 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, April 30, 2014 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, April 30, 2014 | NON-FINAL ACTION E-MAILED |
| Wednesday, April 30, 2014 | NON-FINAL ACTION WRITTEN |
| Wednesday, April 30, 2014 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, April 30, 2014 | NON-FINAL ACTION E-MAILED |
| Wednesday, April 30, 2014 | NON-FINAL ACTION WRITTEN |
| Thursday, March 20, 2014 | NOTIFICATION OF LETTER OF SUSPENSION E-MAILED |
| Thursday, March 20, 2014 | LETTER OF SUSPENSION E-MAILED |
| Thursday, March 20, 2014 | SUSPENSION LETTER WRITTEN |
| Thursday, January 30, 2014 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, January 29, 2014 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, January 29, 2014 | TEAS RESPONSE TO SUSPENSION INQUIRY RECEIVED |
| Wednesday, January 29, 2014 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, January 29, 2014 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, January 29, 2014 | TEAS RESPONSE TO SUSPENSION INQUIRY RECEIVED |
| Wednesday, January 22, 2014 | REPORT COMPLETED SUSPENSION CHECK CASE STILL SUSPENDED |
| Tuesday, July 16, 2013 | NOTIFICATION OF LETTER OF SUSPENSION E-MAILED |
| Tuesday, July 16, 2013 | LETTER OF SUSPENSION E-MAILED |
| Tuesday, July 16, 2013 | SUSPENSION LETTER WRITTEN |
| Wednesday, May 29, 2013 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, May 29, 2013 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, May 22, 2013 | ASSIGNED TO LIE |
| Tuesday, May 21, 2013 | ASSIGNED TO LIE |
| Monday, May 20, 2013 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, December 5, 2012 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, December 5, 2012 | NON-FINAL ACTION E-MAILED |
| Wednesday, December 5, 2012 | NON-FINAL ACTION WRITTEN |
| Wednesday, November 28, 2012 | ASSIGNED TO EXAMINER |
| Monday, November 19, 2012 | TEAS AMENDMENT ENTERED BEFORE ATTORNEY ASSIGNED |
| Monday, November 19, 2012 | TEAS VOLUNTARY AMENDMENT RECEIVED |
| Friday, November 9, 2012 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Thursday, November 8, 2012 | NEW APPLICATION ENTERED IN TRAM |