| Serial Number | 77095329 |
| Word Mark | ICAP |
| Filing Date | Wednesday, January 31, 2007 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Saturday, September 5, 2015 |
| Registration Number | 3618030 |
| Registration Date | Tuesday, May 12, 2009 |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, February 24, 2009 |
| Description of Mark | The mark consists of a red geometric shape and the word "ICAP" in dark blue lettering. |
| Goods and Services | [ Computer programs and computer software in the field of inter-dealer broking; ] electronic publications, namely, magazines, newsletters and reports featuring market commentary, research and investment reports recorded on computer media |
| Amendment to a Registration/Renewal Certificate | In the Statement, Column 2. lines 8 and 9, "FINANCIAL EVALUATIONS; FISCAL ASSESSMENTS AND VALUATIONS; FINANCIAL ADVISORY SERVICES" is deleted, and, In the Statement, Column 2, line 18, after REPORTS, " ALL OF WHICH SERVICES ARE PROVIDED TO PARTICIPANTS IN THE NON-RETAIL FINANCIAL MARKET; FINANCIAL EVALUATIONS; FISCAL ASSESSMENTS AND VALUATIONS CONDUCTED FOR THE PURPOSE OF FACILITATING THE BROKERAGE AND TRADING OF FINANCIAL INSTRUMENTS" is inserted. |
| Pseudo Mark | I CAP |
| Goods and Services | Investment, namely, inter-dealer broking, financing, brokerage in the field of a wide range of securities products to the wholesale market, namely, US Treasury products, GSE Agencies, US mortgages, Money market instruments, Euro-Government Bonds, Eurozone and US Repurchase Agreements, Credit Derivatives, Interest Rate Derivatives and other OTC Derivative instruments, Foreign Exchange Spot, Foreign Exchange Forwards, US Corporate securities, US Municipal securities, Equity instruments, Equity Derivatives, and Energy products inclusive of Oil, Power, Natural Gas and Coal; credit, namely, credit default swaps and related products; foreign currency exchange transactions, money transfer services and exchange services; financial guarantees; inter-dealer broking relating to interest rate swaps and interest rate options; equity derivatives; and commodity trading for others; brokerage for trading of financial instruments, financial products, and derivatives; debt trading services; [ financial evaluations; fiscal assessments and valuations; financial advisory services; ] on-line banking services; providing online financial information in the nature of trade support information, market reports, commentary services, historical data, straight-through-processing feeds and trade reports * all of which services are provided to participants in the non-retail financial market; financial evaluations; fiscal assessments and valuations conducted for the purpose of facilitating the brokerage and trading of financial instruments * |
| Indication of Colors claimed | The color(s) red and dark blue is/are claimed as a feature of the mark. |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, February 5, 2007 |
| Primary Code | 009 |
| First Use Anywhere Date | Thursday, March 1, 2007 |
| First Use In Commerce Date | Thursday, March 1, 2007 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, February 5, 2007 |
| Primary Code | 036 |
| First Use Anywhere Date | Thursday, March 1, 2007 |
| First Use In Commerce Date | Thursday, March 1, 2007 |
| Party Name | TP ICAP AMERICAS HOLDINGS INC. |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | NEW YORK, NY 10281 |
| Party Name | ICAP SERVICES NORTH AMERICA, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10285 |
| Party Name | ICAP SERVICES NORTH AMERICA, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | JERSEY CITY, NJ 07311 |
| Party Name | ICAP SERVICES NORTH AMERICA, LLC |
| Party Type | 11 - New Owner Before Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | JERSEY CITY, NJ 07311 |
| Party Name | ICAP Plc |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | London EC2M7UR GB |
| Event Date | Event Description |
| Monday, February 12, 2007 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Monday, February 5, 2007 | NEW APPLICATION ENTERED |
| Tuesday, February 6, 2007 | NOTICE OF DESIGN SEARCH CODE MAILED |
| Monday, February 12, 2007 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Sunday, May 20, 2007 | ASSIGNED TO EXAMINER |
| Tuesday, May 22, 2007 | NON-FINAL ACTION WRITTEN |
| Tuesday, May 22, 2007 | NON-FINAL ACTION E-MAILED |
| Wednesday, August 8, 2007 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, August 8, 2007 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, August 8, 2007 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, September 3, 2007 | SUSPENSION LETTER WRITTEN |
| Monday, September 3, 2007 | LETTER OF SUSPENSION E-MAILED |
| Monday, September 3, 2007 | NOTIFICATION OF LETTER OF SUSPENSION E-MAILED |
| Wednesday, December 19, 2007 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Monday, March 3, 2008 | ASSIGNED TO LIE |
| Monday, March 3, 2008 | SUSPENSION CHECKED - TO ATTORNEY FOR ACTION |
| Thursday, March 6, 2008 | SUSPENSION INQUIRY WRITTEN |
| Thursday, March 6, 2008 | INQUIRY TO SUSPENSION E-MAILED |
| Thursday, March 6, 2008 | NOTIFICATION OF INQUIRY AS TO SUSPENSION E-MAILED |
| Thursday, July 3, 2008 | TEAS RESPONSE TO SUSPENSION INQUIRY RECEIVED |
| Thursday, July 3, 2008 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, July 3, 2008 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, July 7, 2008 | SUSPENSION LETTER WRITTEN |
| Monday, July 7, 2008 | LETTER OF SUSPENSION E-MAILED |
| Monday, July 7, 2008 | NOTIFICATION OF LETTER OF SUSPENSION E-MAILED |
| Thursday, December 4, 2008 | TEAS RESPONSE TO SUSPENSION INQUIRY RECEIVED |
| Thursday, December 4, 2008 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, December 4, 2008 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, December 15, 2008 | TEAS AMENDMENT OF USE RECEIVED |
| Monday, December 15, 2008 | USE AMENDMENT FILED |
| Tuesday, December 16, 2008 | AMENDMENT TO USE PROCESSING COMPLETE |
| Tuesday, December 16, 2008 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, December 16, 2008 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, December 16, 2008 | USE AMENDMENT ACCEPTED |
| Monday, January 12, 2009 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Saturday, January 17, 2009 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, February 4, 2009 | NOTICE OF PUBLICATION |
| Tuesday, February 24, 2009 | PUBLISHED FOR OPPOSITION |
| Tuesday, May 12, 2009 | REGISTERED-PRINCIPAL REGISTER |
| Thursday, May 22, 2014 | CANCELLATION INSTITUTED NO. 999999 |
| Thursday, April 23, 2015 | TEAS SECTION 8 RECEIVED |
| Monday, April 27, 2015 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Monday, April 27, 2015 | REGISTERED - SEC. 8 (6-YR) ACCEPTED |
| Monday, April 27, 2015 | NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED |
| Wednesday, August 26, 2015 | AMENDMENT UNDER SECTION 7 - PROCESSED |
| Saturday, September 5, 2015 | CANCELLATION TERMINATED NO. 999999 |
| Saturday, September 5, 2015 | CANCELLATION DENIED NO. 999999 |
| Saturday, September 5, 2015 | TTAB RELEASE CASE TO TRADEMARKS |
| Thursday, September 10, 2015 | TEAS SECTION 15 RECEIVED |
| Friday, September 11, 2015 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Saturday, September 12, 2015 | REGISTERED - SEC. 15 ACKNOWLEDGED |
| Saturday, September 12, 2015 | SEC. 15 ACKNOWLEDGEMENT - E-MAILED |
| Saturday, May 12, 2018 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Wednesday, May 16, 2018 | TEAS SECTION 8 & 9 RECEIVED |
| Friday, May 25, 2018 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Tuesday, January 29, 2019 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Friday, May 25, 2018 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Friday, May 25, 2018 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Friday, May 25, 2018 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| Tuesday, January 29, 2019 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Wednesday, March 20, 2019 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Thursday, February 6, 2020 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Monday, October 12, 2020 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Monday, October 12, 2020 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Monday, October 12, 2020 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Monday, October 12, 2020 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Monday, May 3, 2021 | NOTICE OF SUIT |
| Thursday, October 20, 2022 | NOTICE OF SUIT |
| Monday, October 12, 2020 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS |
| Monday, October 12, 2020 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |