IAA Trademark
Trademark Overview
On Friday, February 21, 2014, a trademark application was filed for IAA with the United States Patent and Trademark Office. The USPTO has given the IAA trademark a serial number of 86199759. The federal status of this trademark filing is SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED as of Monday, December 21, 2020. This trademark is owned by Investment Adviser Association. The IAA trademark is filed in the Computer & Software Products & Electrical & Scientific Products, Paper & Printed Material Products, Advertising, Business and Retail Services, Education & Entertainment Services, Personal, and Legal & Social Services categories with the following description:
Education services, namely, providing live and on-line conferences, workshops, meetings, seminars, lectures and continuing education programs for the investment adviser industry in the field of regulatory compliance, management of securities portfolios, technology, law, regulatory matters, business, company operations and management and distributing course materials in connection therewith; Providing on-line non-downloadable articles in the field of news to the investment adviser industry regarding business, company operations and business management
Downloadable electronic publications in the nature of membership rosters, membership directories, newsletters, booklets, brochures, reports, manuals, and compliance and regulatory materials in the field of information of interest to investment advisers
Publications, namely, membership rosters, membership directories, newsletters, booklets, brochures, reports, manuals, and compliance and regulatory materials in the fields of of information of interest to investment advisers
Association services, namely, promoting the interests of federally registered investment advisers; Lobbying services, namely, promoting the interests of federally registered investment advisers in the fields of legislation and regulation
Regulatory compliance consulting in the field of the investment adviser industry; Reviewing standards and practices to assure compliance with investment adviser laws and regulations; Tracking and monitoring regulatory requirements in the field of the investment adviser industry for regulatory compliance purposes
General Information
| Serial Number | 86199759 |
| Word Mark | IAA |
| Filing Date | Friday, February 21, 2014 |
| Status | 702 - SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED |
| Status Date | Monday, December 21, 2020 |
| Registration Number | 4613256 |
| Registration Date | Tuesday, September 30, 2014 |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, July 15, 2014 |
Trademark Statements
| Goods and Services | Education services, namely, providing live and on-line conferences, workshops, meetings, seminars, lectures and continuing education programs for the investment adviser industry in the field of regulatory compliance, management of securities portfolios, technology, law, regulatory matters, business, company operations and management and distributing course materials in connection therewith; Providing on-line non-downloadable articles in the field of news to the investment adviser industry regarding business, company operations and business management |
| Goods and Services | Downloadable electronic publications in the nature of membership rosters, membership directories, newsletters, booklets, brochures, reports, manuals, and compliance and regulatory materials in the field of information of interest to investment advisers |
| Goods and Services | Publications, namely, membership rosters, membership directories, newsletters, booklets, brochures, reports, manuals, and compliance and regulatory materials in the fields of of information of interest to investment advisers |
| Pseudo Mark | INVESTMENT ADVISER ASSOCIATION |
| Goods and Services | Association services, namely, promoting the interests of federally registered investment advisers; Lobbying services, namely, promoting the interests of federally registered investment advisers in the fields of legislation and regulation |
| Goods and Services | Regulatory compliance consulting in the field of the investment adviser industry; Reviewing standards and practices to assure compliance with investment adviser laws and regulations; Tracking and monitoring regulatory requirements in the field of the investment adviser industry for regulatory compliance purposes |
Classification Information
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, March 6, 2014 |
| Primary Code | 009 |
| First Use Anywhere Date | Tuesday, April 19, 2005 |
| First Use In Commerce Date | Tuesday, April 19, 2005 |
| International Class | 016 - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); printers' type; printing blocks. |
| US Class Codes | 002, 005, 022, 023, 029, 037, 038, 050 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, March 6, 2014 |
| Primary Code | 016 |
| First Use Anywhere Date | Tuesday, April 19, 2005 |
| First Use In Commerce Date | Tuesday, April 19, 2005 |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, March 6, 2014 |
| Primary Code | 035 |
| First Use Anywhere Date | Tuesday, April 19, 2005 |
| First Use In Commerce Date | Tuesday, April 19, 2005 |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, March 6, 2014 |
| Primary Code | 041 |
| First Use Anywhere Date | Tuesday, April 19, 2005 |
| First Use In Commerce Date | Tuesday, April 19, 2005 |
| International Class | 045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, March 6, 2014 |
| Primary Code | 045 |
| First Use Anywhere Date | Tuesday, April 19, 2005 |
| First Use In Commerce Date | Tuesday, April 19, 2005 |
Trademark Owner History
| Party Name | Investment Adviser Association |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Washington, DC 20006 |
| Party Name | Investment Adviser Association |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Washington, DC 200365514 |
| Party Name | Investment Adviser Association |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Washington, DC 200365514 |
Trademark Events
| Event Date | Event Description |
| Tuesday, July 15, 2014 | PUBLISHED FOR OPPOSITION |
| Tuesday, February 25, 2014 | NEW APPLICATION ENTERED |
| Thursday, March 6, 2014 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Friday, March 7, 2014 | NOTICE OF PSEUDO MARK E-MAILED |
| Friday, May 30, 2014 | ASSIGNED TO EXAMINER |
| Wednesday, June 11, 2014 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, June 25, 2014 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, September 30, 2014 | REGISTERED-PRINCIPAL REGISTER |
| Monday, December 21, 2020 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Tuesday, July 15, 2014 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Monday, September 30, 2019 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Wednesday, September 30, 2020 | TEAS SECTION 8 & 15 RECEIVED |
| Monday, December 21, 2020 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Monday, December 21, 2020 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Monday, September 30, 2024 | TEAS SECTION 8 & 9 RECEIVED |
| Saturday, September 30, 2023 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
