| Serial Number | 87490483 |
| Word Mark | HUATAI FINANCIAL USA |
| Filing Date | Thursday, June 15, 2017 |
| Status | 702 - SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED |
| Status Date | Monday, August 18, 2025 |
| Registration Number | 5587324 |
| Registration Date | Tuesday, October 16, 2018 |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, November 28, 2017 |
| Goods and Services | financial asset management; alternative investment management; strategic investment management and investment consultation services in all asset classes, including fixed-income products, equities, alternative investments, and commodities; investment management services and investment of funds and assets of others, capital investment services, and financial transaction services, namely, securities trading for others, investment fund transfer and transaction services, and assisting others with the completion of financial transactions for securities and investment fund transfer and transaction services; brokerage services, namely, acting as broker and dealer of equity and debt securities |
| Goods and Services | business information, consultancy, appraisal and advisory services |
| NOT AVAILABLE | "FINANCIAL USA" |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, June 22, 2017 |
| Primary Code | 035 |
| First Use Anywhere Date | Friday, September 23, 2016 |
| First Use In Commerce Date | Friday, September 23, 2016 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, June 22, 2017 |
| Primary Code | 036 |
| First Use Anywhere Date | Friday, September 23, 2016 |
| First Use In Commerce Date | Friday, September 23, 2016 |
| Party Name | Huatai Securities Co., Ltd. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 99 - Other |
| Address | Jiangsu Province 210019 CN |
| Party Name | Huatai Securities Co., Ltd. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 99 - Other |
| Address | Jiangsu Province 210019 CN |
| Party Name | Huatai Securities Co., Ltd. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 99 - Other |
| Address | Jiangsu Province CN |
| Event Date | Event Description |
| Thursday, September 21, 2017 | PRIORITY ACTION WRITTEN |
| Thursday, September 21, 2017 | PRIORITY ACTION E-MAILED |
| Monday, June 19, 2017 | NEW APPLICATION ENTERED |
| Thursday, June 22, 2017 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Thursday, September 14, 2017 | ASSIGNED TO EXAMINER |
| Thursday, September 21, 2017 | NOTIFICATION OF PRIORITY ACTION E-MAILED |
| Tuesday, October 3, 2017 | EXAMINERS AMENDMENT -WRITTEN |
| Tuesday, October 3, 2017 | EXAMINER'S AMENDMENT ENTERED |
| Tuesday, October 3, 2017 | EXAMINERS AMENDMENT E-MAILED |
| Tuesday, October 3, 2017 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Wednesday, November 8, 2017 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, November 28, 2017 | PUBLISHED FOR OPPOSITION |
| Friday, October 6, 2017 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, October 20, 2017 | ASSIGNED TO LIE |
| Thursday, October 26, 2017 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Monday, July 23, 2018 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Monday, July 23, 2018 | TEAS STATEMENT OF USE RECEIVED |
| Monday, August 20, 2018 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Tuesday, September 11, 2018 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Tuesday, November 28, 2017 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, January 23, 2018 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Monday, July 23, 2018 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Monday, July 23, 2018 | USE AMENDMENT FILED |
| Tuesday, August 21, 2018 | STATEMENT OF USE PROCESSING COMPLETE |
| Thursday, April 10, 2025 | TEAS SECTION 8 & 15 RECEIVED |
| Monday, August 18, 2025 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Monday, August 18, 2025 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Monday, August 18, 2025 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Monday, October 16, 2023 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Wednesday, September 12, 2018 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Tuesday, October 16, 2018 | REGISTERED-PRINCIPAL REGISTER |