| Amendment to a Registration/Renewal Certificate | In the statement, Column1, line 7-12 " financial services industry; management of marketing functions, namely, sales lead generation, developing promotional campaigns, business marketing consulting services, rendered to insurance agencies and " should be deleted, and, " Business management services rendered to insurance agencies and others in the* fields of insurance, executive compensation and benefit planning, business succession planning, estate planning, retirement planning, employee benefit planning, qualified plan administration, disability planning, asset management outside the fields of venture capital, private equity, and funds of funds, and financial advisory services outside the fields of venture capital, private equity, and funds of funds * should be inserted, and, In the statement, Column 2, line 1-2 " others in the financial services industry" should be deleted. |
| Certificate of Correction for Registration | In the statement, Column 1, line 7, after the word the * fields of insurance, executive compensation and benefit planning, business succession planning, estate planning, retirement planning, employee benefit planning, qualified plan administration, disability planning, asset management outside the fields of venture capital, private equity, and funds of funds, and financial advisory services outside the fields of venture capital, private equity, and funds of funds * should be inserted, and, In the statement, Column 1, line 7, "financial services industry; management of marketing functions, namely, sales lead generation, developing promotional campaigns, business marketing consulting services, rendered to insurance agencies and others in the financial services industry", should be deleted, and, " ; management of marketing functions, namely, sales lead generation, developing promotional campaigns, and business marketing consulting services, rendered to insurance agencies and others in the field of insurance, executive compensation and benefit planning, business succession planning, retirement planning, employee benefit planning, qualified plan administration, disability planning, asset management outside the fields of venture capital, private equity, and funds of funds, and financial advisory services outside the fields of venture capital, private equity, and funds of funds;" should be inserted. |
| Disclaimer with Predetermined Text | "CAPITAL" and "HOLDING CORPORATION" |
| Goods and Services | Business management services rendered to insurance agencies and others in the* fields of insurance, executive compensation and benefit planning, business succession planning, estate planning, retirement planning, employee benefit planning, qualified plan administration, disability planning, asset management outside the fields of venture capital, private equity, and funds of funds, and financial advisory services outside the fields of venture capital, private equity, and funds of funds * [ financial services industry; management of marketing functions, namely, sales lead generation, developing promotional campaigns, business marketing consulting services, rendered to insurance agencies and others in the financial services industry] * ; management of marketing functions, namely, sales lead generation, developing promotional campaigns, and business marketing consulting services, rendered to insurance agencies and others in the field of insurance, executive compensation and benefit planning, business succession planning, retirement planning, employee benefit planning, qualified plan administration, disability planning, asset management outside the fields of venture capital, private equity, and funds of funds, and financial advisory services outside the fields of venture capital, private equity, and funds of funds;* |
