| Serial Number | 99033153 |
| Word Mark | HEG FINANCIAL |
| Filing Date | Friday, February 7, 2025 |
| Status | 688 - NOTICE OF ALLOWANCE - ISSUED |
| Status Date | Tuesday, January 13, 2026 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, November 18, 2025 |
| Goods and Services | Broker-dealer financial services, namely, providing proprietary trading and structured portfolios in the field of fixed income markets |
| NOT AVAILABLE | FINANCIAL |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, February 7, 2025 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | HEG Financial, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Greenwich, CT 06830 |
| Party Name | HEG Financial, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Greenwich, CT 06830 |
| Event Date | Event Description |
| Friday, February 7, 2025 | NEW APPLICATION ENTERED |
| Friday, February 7, 2025 | APPLICATION FILING RECEIPT MAILED |
| Tuesday, July 8, 2025 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Thursday, July 17, 2025 | ASSIGNED TO EXAMINER |
| Wednesday, July 23, 2025 | NON-FINAL ACTION WRITTEN |
| Wednesday, July 23, 2025 | NON-FINAL ACTION E-MAILED |
| Wednesday, July 23, 2025 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, September 15, 2025 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, September 15, 2025 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, September 15, 2025 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, October 17, 2025 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, November 12, 2025 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, November 18, 2025 | PUBLISHED FOR OPPOSITION |
| Tuesday, November 18, 2025 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, January 13, 2026 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |