| Serial Number | 85524532 |
| Word Mark | HBKS |
| Filing Date | Wednesday, January 25, 2012 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Thursday, March 23, 2023 |
| Registration Number | 4216968 |
| Registration Date | Tuesday, October 2, 2012 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, July 17, 2012 |
| Description of Mark | The mark consists of an image of a flower in bloom to the left of the letters "HBKS". |
| Goods and Services | Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; Financial planning and investment advisory services; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Financial services, namely, operation and management of hedge funds, commodity pools and other collective investment vehicles, and trading for others of securities, options, futures, derivatives, debt instruments and commodities; Financial services, namely, providing an investment option available for variable annuity and variable life insurance products; Financial services, namely, wealth management services; Hedge fund investment services; Insurance brokerage services; Investment banking services; Investment management; Investment management of and distribution of annuities; Management of private equity funds |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Saturday, January 28, 2012 |
| Primary Code | 036 |
| First Use Anywhere Date | Friday, December 9, 2011 |
| First Use In Commerce Date | Monday, January 2, 2012 |
| Party Name | HBK Sorce Financial LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Erie, PA 16506 |
| Party Name | HBK Sorce Financial LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Erie, PA 16506 |
| Party Name | HBK Sorce Financial LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Erie, PA 16506 |
| Event Date | Event Description |
| Thursday, March 23, 2023 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| Thursday, March 23, 2023 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Thursday, March 23, 2023 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Thursday, March 23, 2023 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Friday, September 9, 2022 | TEAS SECTION 8 & 9 RECEIVED |
| Saturday, October 2, 2021 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Sunday, December 31, 2017 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Sunday, December 31, 2017 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Sunday, December 31, 2017 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Tuesday, December 5, 2017 | TEAS SECTION 8 & 15 RECEIVED |
| Monday, October 2, 2017 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Tuesday, July 23, 2013 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, July 23, 2013 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, October 2, 2012 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, July 17, 2012 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, July 17, 2012 | PUBLISHED FOR OPPOSITION |
| Wednesday, June 27, 2012 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Thursday, June 14, 2012 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Thursday, June 7, 2012 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, June 6, 2012 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, June 6, 2012 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, June 6, 2012 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Saturday, June 2, 2012 | NOTIFICATION OF PRIORITY ACTION E-MAILED |
| Saturday, June 2, 2012 | PRIORITY ACTION E-MAILED |
| Saturday, June 2, 2012 | PRIORITY ACTION WRITTEN |
| Wednesday, May 30, 2012 | PREVIOUS ALLOWANCE COUNT WITHDRAWN |
| Thursday, May 24, 2012 | WITHDRAWN FROM PUB OTQR REQUEST |
| Tuesday, May 15, 2012 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Tuesday, May 15, 2012 | ASSIGNED TO LIE |
| Friday, April 27, 2012 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Friday, April 27, 2012 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, April 27, 2012 | EXAMINER'S AMENDMENT ENTERED |
| Friday, April 27, 2012 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Friday, April 27, 2012 | EXAMINERS AMENDMENT E-MAILED |
| Friday, April 27, 2012 | EXAMINERS AMENDMENT -WRITTEN |
| Thursday, April 26, 2012 | ASSIGNED TO EXAMINER |
| Tuesday, January 31, 2012 | NOTICE OF DESIGN SEARCH CODE MAILED |
| Saturday, January 28, 2012 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Saturday, January 28, 2012 | NEW APPLICATION ENTERED |