| Serial Number | 87387205 |
| Word Mark | HARVEST GLOBAL INVESTMENTS |
| Filing Date | Monday, March 27, 2017 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, April 14, 2020 |
| Registration Number | 6031702 |
| Registration Date | Tuesday, April 14, 2020 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, June 12, 2018 |
| Description of Mark | The mark consists of a red diamond with a smaller white box inside on the right side with a grey tip at the same corner. To the right of the diamond appear the words "Harvest Global Investments" in black with eight Chinese characters appearing in grey underneath that transliterate to "Jia Shi Guo Ji Zi Chan Guan Li". |
| Goods and Services | Insurance, namely, insurance brokerage and agencies, underwriting in the field of life insurance; financial affairs, namely, financial portfolio management in the nature of a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; monetary affairs, namely, financial information, management and analysis services; real estate affairs, namely, real estate financial information, management and analysis services; financial investment services, namely, mutual fund investment, mutual fund brokerage, mutual fund development services, mutual fund distribution; services for investment of funds, money or capital, namely, private and public equity and debt investment services; financial management and investment management services, namely, management of a capital investment fund; financial administration and investment administration services, namely, administration of financial trusts; financial advisory and analysis services, namely, fund investment consultation, mutual fund advisory services, mutual fund analysis services; investment advisory and financial investment analysis services; financial consultancy services, investment consultancy services; provision of financial information services and provision of financial investment information services; administration of mutual funds; transfer agency services rendered to issuers of investment securities; investment underwriting services, namely, securities underwriting; securities brokerage services; mortgage lending; automobile loan financing services; financing of loans; administration of trusts, namely, management of financial and real estate trusts, trust company services; financial investment trust management; investment trusteeship, namely, trustee services; real estate management services; annuity services, namely, annuity underwriting |
| Indication of Colors claimed | The color(s) red, white, black and grey is/are claimed as a feature of the mark. |
| Transliteration Statement | The non-Latin characters in the mark transliterate to "Jia Shi Guo Ji Zi Chan Guan Li" and this means "excellent/joyful", "solid/honest", "international", "asset" and "management" in English. |
| Disclaimer with Predetermined Text | "GLOBAL INVESTMENTS" AND THE NON-LATIN CHARACTERS THAT TRANSLITERATE TO "GUO JI ZI CHAN GUAN LI" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, March 31, 2017 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | Harvest Fund Management Co., Ltd. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 99 - Other |
| Address | Shanghai PilotFree CN |
| Party Name | Harvest Fund Management Co., Ltd. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 99 - Other |
| Address | Shanghai CN |
| Party Name | Harvest Fund Management Co., Ltd. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 99 - Other |
| Address | Shanghai CN |
| Event Date | Event Description |
| Tuesday, November 22, 2022 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Tuesday, November 22, 2022 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, November 22, 2022 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, November 22, 2022 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, November 22, 2022 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, April 14, 2020 | REGISTERED-PRINCIPAL REGISTER |
| Thursday, March 12, 2020 | 1(B) BASIS DELETED; PROCEED TO REGISTRATION |
| Friday, February 7, 2020 | NOTICE OF ALLOWANCE CANCELLED |
| Thursday, March 12, 2020 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Friday, February 7, 2020 | TEAS DELETE 1(B) BASIS RECEIVED |
| Friday, August 9, 2019 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Wednesday, August 7, 2019 | SOU EXTENSION 2 GRANTED |
| Wednesday, August 7, 2019 | SOU EXTENSION 2 FILED |
| Wednesday, August 7, 2019 | TEAS EXTENSION RECEIVED |
| Friday, February 8, 2019 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Wednesday, February 6, 2019 | SOU EXTENSION 1 GRANTED |
| Wednesday, February 6, 2019 | SOU EXTENSION 1 FILED |
| Wednesday, February 6, 2019 | TEAS EXTENSION RECEIVED |
| Tuesday, August 7, 2018 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, June 12, 2018 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, June 12, 2018 | PUBLISHED FOR OPPOSITION |
| Wednesday, May 23, 2018 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Monday, May 7, 2018 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Saturday, April 28, 2018 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, April 25, 2018 | PREVIOUS ALLOWANCE COUNT WITHDRAWN |
| Tuesday, April 10, 2018 | WITHDRAWN FROM PUB - OG REVIEW QUERY |
| Friday, March 23, 2018 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, March 22, 2018 | EXAMINER'S AMENDMENT ENTERED |
| Thursday, March 22, 2018 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Thursday, March 22, 2018 | EXAMINERS AMENDMENT E-MAILED |
| Thursday, March 22, 2018 | EXAMINERS AMENDMENT -WRITTEN |
| Tuesday, March 6, 2018 | PREVIOUS ALLOWANCE COUNT WITHDRAWN |
| Tuesday, February 27, 2018 | WITHDRAWN FROM PUB - OG REVIEW QUERY |
| Tuesday, February 13, 2018 | ELECTRONIC RECORD REVIEW COMPLETE |
| Friday, February 9, 2018 | ON HOLD - ELECTRONIC RECORD REVIEW REQUIRED |
| Monday, February 5, 2018 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Monday, February 5, 2018 | EXAMINER'S AMENDMENT ENTERED |
| Monday, February 5, 2018 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Monday, February 5, 2018 | EXAMINERS AMENDMENT E-MAILED |
| Monday, February 5, 2018 | EXAMINERS AMENDMENT -WRITTEN |
| Thursday, January 11, 2018 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, January 11, 2018 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, January 10, 2018 | ASSIGNED TO LIE |
| Thursday, December 21, 2017 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Saturday, June 24, 2017 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Saturday, June 24, 2017 | NON-FINAL ACTION E-MAILED |
| Saturday, June 24, 2017 | NON-FINAL ACTION WRITTEN |
| Monday, June 19, 2017 | ASSIGNED TO EXAMINER |
| Saturday, April 1, 2017 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Friday, March 31, 2017 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Thursday, March 30, 2017 | NEW APPLICATION ENTERED IN TRAM |