| Serial Number | 97499289 |
| Word Mark | HALO |
| Filing Date | Tuesday, July 12, 2022 |
| Status | 819 - SU - REGISTRATION REVIEW COMPLETE |
| Status Date | Thursday, May 23, 2024 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, August 15, 2023 |
| Description of Mark | The mark consists of the wording HALO in stylized form with a stylized a solid circle appearing directly above the "O". |
| Goods and Services | Provision of protective investment consultation for financial planning professionals; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others; Investment by electronic means; Investment consultancy; Investment advisory services; Provision of online financial information, research and investment recommendations for financial planning professionals; Investment management services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; Financial analysis and consultation; Providing financial information in the field of financial planning and investment for financial planning professionals; Providing financial information pertaining to financial tools and products for financial planning professionals; Financial services, namely, financial management, consultation and advice in the field of alternative investments |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Goods and Services | Platform as a Service (PaaS) featuring computer software platform that allows financial planning professionals to track, monitor, and manage investment portfolios; Platform as a Service (PaaS) featuring computer software platform for investment portfolio selection, construction, monitoring, reporting, and management; Platform as a Service (PaaS) featuring computer software platform for managing investments; Platform as a Service (PaaS) featuring computer software platform for use in the fields of financial management, investment tracking, portfolio analysis, portfolio management, investment reporting, and investment performance measurement; Platform as a Service (PaaS) featuring computer software platform that allows users to research, analyze, and invest in annuities, buffer EFTs, structured notes, and alternative investments; Platform as a Service (PaaS) featuring computer software platform that allows users to manage and administer investments; Platform as a Service (PaaS) featuring computer software platform that allows banks, issuers, and financial institutions to sell annuities, ETFs, structured notes, and alternative investments to financial planning professionals and their clients; Providing on-line non-downloadable software in the nature of a financial technology software platform for providing information, analysis, management and administration services in the field of investments; Platform as a Service (PaaS) featuring computer software platform that enables investors to select, issue and monitor financial products; Platform as a Service (PaaS) featuring computer software platform that provides protective investment solutions for financial planning professionals; Platform as a Service (PaaS) featuring computer software platform that allows financial planning professionals draft proposals; Platform as a Service (PaaS) featuring computer software platform that allows financial planning professionals to draft and deliver customized financial planning strategies and asset management and investment advice |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, August 1, 2022 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, October 31, 2016 |
| First Use In Commerce Date | Monday, October 31, 2016 |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, August 1, 2022 |
| Primary Code | 042 |
| First Use Anywhere Date | Monday, October 31, 2016 |
| First Use In Commerce Date | Monday, October 31, 2016 |
| Party Name | Halo Investing, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Wheaton, IL 60189 |
| Party Name | Halo Investing, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Wheaton, IL 60189 |
| Event Date | Event Description |
| Friday, July 15, 2022 | NEW APPLICATION ENTERED |
| Monday, August 1, 2022 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Tuesday, August 2, 2022 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Wednesday, April 26, 2023 | ASSIGNED TO EXAMINER |
| Saturday, April 29, 2023 | NON-FINAL ACTION WRITTEN |
| Saturday, April 29, 2023 | NON-FINAL ACTION E-MAILED |
| Saturday, April 29, 2023 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, June 7, 2023 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, June 7, 2023 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, June 8, 2023 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, July 7, 2023 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, July 26, 2023 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, August 15, 2023 | PUBLISHED FOR OPPOSITION |
| Tuesday, August 15, 2023 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, October 10, 2023 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Thursday, April 4, 2024 | TEAS STATEMENT OF USE RECEIVED |
| Thursday, April 4, 2024 | USE AMENDMENT FILED |
| Thursday, April 25, 2024 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Friday, April 26, 2024 | STATEMENT OF USE PROCESSING COMPLETE |
| Thursday, May 23, 2024 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Thursday, May 23, 2024 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |