GUGGENHEIM SECURITIES Trademark

Trademark Overview

On Friday, December 18, 2009, a trademark application was filed for GUGGENHEIM SECURITIES with the United States Patent and Trademark Office. The USPTO has given the GUGGENHEIM SECURITIES trademark a serial number of 77896796. The federal status of this trademark filing is REGISTERED AND RENEWED as of Saturday, January 9, 2021. This trademark is owned by GUGGENHEIM CAPITAL, LLC. The GUGGENHEIM SECURITIES trademark is filed in the Insurance & Financial Services category with the following description:

Providing information, advice and consulting in the fields of finance, insurance, banking, asset management and investment; financial investment in the fields of securities, funds, real estate, and venture capital businesses; investment management and asset management services; investment of funds for others; securitization, structuring and administration of investment assets; securities and investment brokerage services; investment banking services; trust services, namely, investment and trust company services; and providing online electronic databases in the fields of finance, banking, asset management and investment
guggenheim securities

General Information

Serial Number77896796
Word MarkGUGGENHEIM SECURITIES
Filing DateFriday, December 18, 2009
Status800 - REGISTERED AND RENEWED
Status DateSaturday, January 9, 2021
Registration Number3935451
Registration DateTuesday, March 22, 2011
Mark Drawing4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, May 18, 2010

Trademark Statements

Disclaimer with Predetermined Text"SECURITIES"
Goods and ServicesProviding information, advice and consulting in the fields of finance, insurance, banking, asset management and investment; financial investment in the fields of securities, funds, real estate, and venture capital businesses; investment management and asset management services; investment of funds for others; securitization, structuring and administration of investment assets; securities and investment brokerage services; investment banking services; trust services, namely, investment and trust company services; and providing online electronic databases in the fields of finance, banking, asset management and investment
Section 2(f) Limitation Statementas to "GUGGENHEIM"

Classification Information

International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateThursday, December 24, 2009
Primary Code036
First Use Anywhere DateFriday, July 31, 2009
First Use In Commerce DateFriday, July 31, 2009

Trademark Owner History

Party NameGUGGENHEIM CAPITAL, LLC
Party Type30 - Original Registrant
Legal Entity Type16 - Limited Liability Company
AddressChicago, IL 60606
Party NameGUGGENHEIM CAPITAL, LLC
Party Type20 - Owner at Publication
Legal Entity Type16 - Limited Liability Company
AddressCHICAGO, IL 60606
Party NameGUGGENHEIM CAPITAL, LLC
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressCHICAGO, IL 60606

Trademark Events

Event DateEvent Description
Sunday, January 10, 2021NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Saturday, January 9, 2021REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Saturday, January 9, 2021REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Saturday, January 9, 2021CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Friday, October 16, 2020TEAS SECTION 8 & 9 RECEIVED
Thursday, June 11, 2020REVIEW OF CORRESPONDENCE COMPLETE - ADDRESS UPDATED
Friday, April 24, 2020APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Friday, April 24, 2020TEAS CHANGE OF CORRESPONDENCE RECEIVED
Friday, April 24, 2020TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
Friday, April 24, 2020ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Friday, April 24, 2020TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Friday, April 24, 2020TEAS CHANGE OF OWNER ADDRESS RECEIVED
Sunday, March 22, 2020COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Monday, April 10, 2017NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Monday, April 10, 2017REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Tuesday, April 4, 2017CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Monday, February 6, 2017TEAS SECTION 8 & 15 RECEIVED
Tuesday, March 22, 2011REGISTERED-PRINCIPAL REGISTER
Friday, February 18, 2011NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
Thursday, February 17, 2011LAW OFFICE REGISTRATION REVIEW COMPLETED
Wednesday, February 16, 2011ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Saturday, January 29, 2011NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
Friday, January 28, 2011STATEMENT OF USE PROCESSING COMPLETE
Tuesday, January 4, 2011USE AMENDMENT FILED
Friday, January 28, 2011EXTENSION 1 GRANTED
Tuesday, January 4, 2011EXTENSION 1 FILED
Friday, January 28, 2011CASE ASSIGNED TO INTENT TO USE PARALEGAL
Tuesday, January 4, 2011TEAS EXTENSION RECEIVED
Tuesday, January 4, 2011TEAS STATEMENT OF USE RECEIVED
Tuesday, July 13, 2010NOA E-MAILED - SOU REQUIRED FROM APPLICANT
Tuesday, May 18, 2010OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Tuesday, May 18, 2010PUBLISHED FOR OPPOSITION
Saturday, April 10, 2010LAW OFFICE PUBLICATION REVIEW COMPLETED
Saturday, April 10, 2010ASSIGNED TO LIE
Wednesday, March 24, 2010APPROVED FOR PUB - PRINCIPAL REGISTER
Friday, March 19, 2010ASSIGNED TO EXAMINER
Thursday, December 24, 2009NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM
Tuesday, December 22, 2009NEW APPLICATION ENTERED IN TRAM

Related Keywords

securities guggenheim investment services management asset banking fields finance funds providing trust