| Serial Number | 76601240 |
| Word Mark | GUGGENHEIM PARTNERS |
| Filing Date | Thursday, July 8, 2004 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Tuesday, August 25, 2015 |
| Registration Number | 3110878 |
| Registration Date | Tuesday, July 4, 2006 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, April 11, 2006 |
| Disclaimer with Predetermined Text | "PARTNERS" |
| Goods and Services | Financial consultation services, namely, providing information, advice and consulting in the fields of finance, banking, asset management and investment; financial investment in the fields of securities, funds, real estate, and venture capital businesses; investment management and asset management services; investment of funds for others; structuring and administration of financial investment assets; securities and investment brokerage services; investment banking services; trust services, namely, investment and trust company services; and providing online financial information through electronic databases in the fields of finance, banking, asset management and investment |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, July 20, 2004 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, July 25, 2000 |
| First Use In Commerce Date | Thursday, July 25, 2002 |
| Party Name | GUGGENHEIM CAPITAL, LLC |
| Party Type | 32 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Chicago, IL 60606 |
| Party Name | GUGGENHEIM CAPITAL, LLC |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | CHICAGO, IL 60606 |
| Party Name | GUGGENHEIM BROTHERS, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | NEW YORK, NY 10022 |
| Party Name | GUGGENHEIM BROTHERS, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | NEW YORK, NY 10022 |
| Party Name | GUGGENHEIM BROTHERS, LLC |
| Party Type | 11 - New Owner Before Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | NEW YORK, NY 10022 |
| Party Name | Guggenheim Brothers |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 02 - Partnership |
| Address | New York, NY 10022 |
| Event Date | Event Description |
| Thursday, June 11, 2020 | REVIEW OF CORRESPONDENCE COMPLETE - ADDRESS UPDATED |
| Friday, April 24, 2020 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Friday, April 24, 2020 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Friday, April 24, 2020 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS |
| Friday, April 24, 2020 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Friday, April 24, 2020 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Friday, April 24, 2020 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, August 25, 2015 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| Tuesday, August 25, 2015 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Tuesday, August 25, 2015 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Tuesday, August 25, 2015 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Thursday, July 30, 2015 | TEAS SECTION 8 & 9 RECEIVED |
| Saturday, July 4, 2015 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Thursday, March 22, 2012 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Thursday, March 22, 2012 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Thursday, March 22, 2012 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Wednesday, February 15, 2012 | TEAS SECTION 8 & 15 RECEIVED |
| Wednesday, August 15, 2007 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Wednesday, August 8, 2007 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Tuesday, July 4, 2006 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, April 11, 2006 | PUBLISHED FOR OPPOSITION |
| Wednesday, March 22, 2006 | NOTICE OF PUBLICATION |
| Thursday, February 23, 2006 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Friday, February 17, 2006 | ASSIGNED TO LIE |
| Wednesday, February 8, 2006 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, February 3, 2006 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, January 19, 2006 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, January 19, 2006 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, July 26, 2005 | NON-FINAL ACTION MAILED |
| Monday, July 25, 2005 | NON-FINAL ACTION WRITTEN |
| Thursday, July 21, 2005 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, July 15, 2005 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, July 15, 2005 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, February 10, 2005 | NON-FINAL ACTION MAILED |
| Thursday, February 10, 2005 | NON-FINAL ACTION WRITTEN |
| Thursday, February 10, 2005 | ASSIGNED TO EXAMINER |
| Tuesday, July 20, 2004 | NEW APPLICATION ENTERED IN TRAM |