| Serial Number | 85398377 |
| Word Mark | GUGGENHEIM INVESTMENTS |
| Filing Date | Monday, August 15, 2011 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Saturday, December 4, 2021 |
| Registration Number | 4162457 |
| Registration Date | Tuesday, June 19, 2012 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, January 17, 2012 |
| Disclaimer with Predetermined Text | "INVESTMENTS" |
| Goods and Services | Financial advisory and consultancy services; Financial affairs and monetary affairs, namely, financial information, management and analysis services; Financialand investment services, namely, asset and investment acquisition, consultation, advisory and development; Financial and investment services, namely, management and brokerage in the fields of stocks,bonds, options, commodities, futures and other securities, and the investment of funds of others; Financial planning and investment advisory services; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Information,advisory, consultancy and research services relating to finance and investments; Investment of funds for others; Investment services, namely, asset acquisition, consultation, development and management services |
| Section 2(f) Limitation Statement | AS TO "GUGGENHEIM" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, August 18, 2011 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, September 20, 2011 |
| First Use In Commerce Date | Tuesday, September 20, 2011 |
| Party Name | GUGGENHEIM CAPITAL, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Chicago, IL 60606 |
| Party Name | GUGGENHEIM CAPITAL, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | CHICAGO, IL 60606 |
| Party Name | GUGGENHEIM CAPITAL, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | CHICAGO, IL 60606 |
| Event Date | Event Description |
| Saturday, December 4, 2021 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| Saturday, December 4, 2021 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Saturday, December 4, 2021 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Friday, December 3, 2021 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Thursday, July 8, 2021 | TEAS SECTION 8 & 9 RECEIVED |
| Saturday, June 19, 2021 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Thursday, June 11, 2020 | REVIEW OF CORRESPONDENCE COMPLETE - ADDRESS UPDATED |
| Friday, April 24, 2020 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Friday, April 24, 2020 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Friday, April 24, 2020 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS |
| Friday, April 24, 2020 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Friday, April 24, 2020 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Friday, April 24, 2020 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Wednesday, February 7, 2018 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Wednesday, February 7, 2018 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Wednesday, February 7, 2018 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Tuesday, January 23, 2018 | TEAS SECTION 8 & 15 RECEIVED |
| Monday, June 19, 2017 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Tuesday, June 19, 2012 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, May 15, 2012 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Saturday, May 12, 2012 | LAW OFFICE REGISTRATION REVIEW COMPLETED |
| Friday, May 11, 2012 | ASSIGNED TO LIE |
| Thursday, April 26, 2012 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Tuesday, April 24, 2012 | STATEMENT OF USE PROCESSING COMPLETE |
| Monday, April 2, 2012 | USE AMENDMENT FILED |
| Tuesday, April 24, 2012 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Monday, April 2, 2012 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, March 13, 2012 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, January 17, 2012 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, January 17, 2012 | PUBLISHED FOR OPPOSITION |
| Wednesday, December 28, 2011 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, December 6, 2011 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, December 6, 2011 | ASSIGNED TO EXAMINER |
| Thursday, August 18, 2011 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Thursday, August 18, 2011 | NEW APPLICATION ENTERED IN TRAM |