| Serial Number | 85456410 |
| Word Mark | GUGGENHEIM INVESTMENT MANAGEMENT |
| Filing Date | Wednesday, October 26, 2011 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, November 23, 2018 |
| Registration Number | 4128893 |
| Registration Date | Tuesday, April 17, 2012 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, January 31, 2012 |
| Disclaimer with Predetermined Text | "INVESTMENT MANAGEMENT" |
| Goods and Services | Providing information, advice and consulting in the fields of finance, insurance, banking, financial asset management and investment; financial investment in the fields of securities, funds, real estate, and venture capital businesses; investment management and financial asset management services; investment of funds for others; securitization, structuring and administration of investment assets; securities and investment brokerage services; investment banking services; trust services, namely, investment and trust company services; and providing online computer databases in the fields of finance, banking, financial asset management and investment |
| Section 2(f) Limitation Statement | As to "GUGGENHEIM" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, November 23, 2018 |
| Primary Code | 036 |
| First Use Anywhere Date | Thursday, November 30, 2000 |
| First Use In Commerce Date | Thursday, November 30, 2000 |
| Party Name | Guggenheim Capital, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Chicago, IL 60606 |
| Party Name | Guggenheim Capital, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Chicago, IL 60606 |
| Party Name | Guggenheim Capital, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Chicago, IL 60606 |
| Event Date | Event Description |
| Friday, November 23, 2018 | CANCELLED SEC. 8 (6-YR) |
| Monday, April 17, 2017 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Tuesday, April 17, 2012 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, January 31, 2012 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, January 31, 2012 | PUBLISHED FOR OPPOSITION |
| Wednesday, January 11, 2012 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Saturday, December 24, 2011 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, December 21, 2011 | ASSIGNED TO LIE |
| Wednesday, December 21, 2011 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, December 20, 2011 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, December 20, 2011 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, December 20, 2011 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, December 6, 2011 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, December 6, 2011 | NON-FINAL ACTION E-MAILED |
| Tuesday, December 6, 2011 | NON-FINAL ACTION WRITTEN |
| Tuesday, December 6, 2011 | ASSIGNED TO EXAMINER |
| Monday, October 31, 2011 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Saturday, October 29, 2011 | NEW APPLICATION ENTERED IN TRAM |