| Serial Number | 85660613 |
| Word Mark | GUGGENHEIM FUNDS |
| Filing Date | Monday, June 25, 2012 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, March 27, 2020 |
| Registration Number | 4386598 |
| Registration Date | Tuesday, August 20, 2013 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, June 4, 2013 |
| Disclaimer with Predetermined Text | "FUNDS" |
| Goods and Services | Financial advisory and consultancy services; financial affairs and monetary affairs, namely, financial information, management and analysis services; financial and investment services, namely, asset and investment acquisition, consultation, advisory and development; financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; financial planning and investment advisory services; financial services, namely, investment advice, investment management, investment consultation and investment of funds for others; information, advisory, consultancy and research services relating to finance and investments; investment of funds for others; investment services, namely, asset acquisition, consultation, development and management services |
| Section 2(f) Limitation Statement | as to "GUGGENHEIM" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, March 27, 2020 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, August 31, 2010 |
| First Use In Commerce Date | Tuesday, August 31, 2010 |
| Party Name | GUGGENHEIM CAPITAL, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | CHICAGO, IL 60606 |
| Party Name | GUGGENHEIM CAPITAL, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | CHICAGO, IL 60606 |
| Party Name | GUGGENHEIM CAPITAL, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | CHICAGO, IL 60606 |
| Event Date | Event Description |
| Friday, March 27, 2020 | CANCELLED SEC. 8 (6-YR) |
| Monday, August 20, 2018 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Tuesday, August 20, 2013 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, June 4, 2013 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, June 4, 2013 | PUBLISHED FOR OPPOSITION |
| Wednesday, May 15, 2013 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Thursday, May 2, 2013 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Thursday, April 25, 2013 | ASSIGNED TO LIE |
| Friday, April 12, 2013 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, April 10, 2013 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Wednesday, April 10, 2013 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, April 10, 2013 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, April 10, 2013 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, October 18, 2012 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, October 18, 2012 | NON-FINAL ACTION E-MAILED |
| Thursday, October 18, 2012 | NON-FINAL ACTION WRITTEN |
| Friday, October 12, 2012 | ASSIGNED TO EXAMINER |
| Tuesday, July 3, 2012 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Thursday, June 28, 2012 | NEW APPLICATION ENTERED IN TRAM |