| Serial Number | 76450902 |
| Word Mark | GUGGENHEIM |
| Filing Date | Friday, September 13, 2002 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Wednesday, October 5, 2016 |
| Registration Number | 3121127 |
| Registration Date | Tuesday, July 25, 2006 |
| Mark Drawing | 1 - Typeset: Word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, September 7, 2004 |
| Goods and Services | Educational services, namely, conducting classes, seminars, conferences and workshops in the fields of finance, insurance, business, banking, asset management and investment; and providing online magazines and newsletters in the fields of finance, insurance, business, banking, asset management and investment |
| Goods and Services | Printed matter, namely, books, brochures, and newsletters featuring finance, business, insurance, banking, asset management and investment |
| Goods and Services | Providing information, advice and consulting in the fields of finance, insurance, business, banking, asset management and investment; financial investment in the fields of securities, funds, real estate, and venture capital businesses; investment management and asset management services; investment of funds for others; securitization, structuring and administration of investment assets; securities and investment brokerage services; investment banking services; trust services, namely, investment and trust company services; and providing online electronic databases in the fields of finance, business, banking, asset management and investment |
| International Class | 016 - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); printers' type; printing blocks. |
| US Class Codes | 002, 005, 022, 023, 029, 037, 038, 050 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, October 29, 2003 |
| Primary Code | 016 |
| First Use Anywhere Date | Tuesday, April 30, 2002 |
| First Use In Commerce Date | Tuesday, April 30, 2002 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, September 27, 2002 |
| Primary Code | 036 |
| First Use Anywhere Date | Thursday, November 30, 1950 |
| First Use In Commerce Date | Thursday, November 30, 1950 |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, October 29, 2003 |
| Primary Code | 041 |
| First Use Anywhere Date | Thursday, November 30, 2000 |
| First Use In Commerce Date | Thursday, November 30, 2000 |
| Party Name | GUGGENHEIM CAPITAL, LLC |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Chicago, IL 60606 |
| Party Name | GUGGENHEIM BROTHERS, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | NEW YORK, NY 10022 |
| Party Name | GUGGENHEIM BROTHERS, LLC |
| Party Type | 21 - New Owner After Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | NEW YORK, NY 10022 |
| Party Name | Guggenheim Brothers |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 02 - Partnership |
| Address | New York, NY 10022 |
| Party Name | Guggenheim Brothers |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 02 - Partnership |
| Address | New York, NY 10022 |
| Event Date | Event Description |
| Monday, September 29, 2003 | PAPER RECEIVED |
| Wednesday, March 19, 2003 | ASSIGNED TO EXAMINER |
| Friday, March 28, 2003 | NON-FINAL ACTION MAILED |
| Wednesday, August 18, 2004 | NOTICE OF PUBLICATION |
| Monday, September 29, 2003 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, October 24, 2003 | CASE FILE IN TICRS |
| Friday, October 31, 2003 | ASSIGNED TO EXAMINER |
| Friday, December 5, 2003 | FINAL REFUSAL MAILED |
| Friday, June 4, 2004 | PAPER RECEIVED |
| Friday, June 4, 2004 | PAPER RECEIVED |
| Friday, June 4, 2004 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, June 10, 2004 | EX PARTE APPEAL-INSTITUTED |
| Friday, June 25, 2004 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, June 9, 2005 | SOU EXTENSION 1 GRANTED |
| Tuesday, April 18, 2006 | SU - NON-FINAL ACTION - WRITTEN |
| Tuesday, September 7, 2004 | PUBLISHED FOR OPPOSITION |
| Tuesday, November 30, 2004 | NOA MAILED - SOU REQUIRED FROM APPLICANT |
| Monday, May 30, 2005 | SOU EXTENSION 1 FILED |
| Tuesday, May 31, 2005 | SOU TEAS EXTENSION RECEIVED |
| Tuesday, September 6, 2005 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, September 6, 2005 | USE AMENDMENT FILED |
| Wednesday, September 14, 2005 | STATEMENT OF USE PROCESSING COMPLETE |
| Thursday, April 6, 2006 | ASSIGNED TO EXAMINER |
| Tuesday, July 25, 2006 | REGISTERED-PRINCIPAL REGISTER |
| Saturday, March 31, 2012 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Wednesday, April 19, 2006 | NON-FINAL ACTION MAILED |
| Tuesday, May 30, 2006 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Friday, June 2, 2006 | ASSIGNED TO LIE |
| Thursday, June 8, 2006 | LAW OFFICE REGISTRATION REVIEW COMPLETED |
| Tuesday, July 25, 2006 | EXPARTE APPEAL TERMINATED |
| Wednesday, August 15, 2007 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Wednesday, February 29, 2012 | TEAS SECTION 8 & 15 RECEIVED |
| Saturday, March 31, 2012 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Friday, April 24, 2020 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Friday, April 24, 2020 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS |
| Friday, April 24, 2020 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Saturday, March 31, 2012 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Saturday, July 25, 2015 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Friday, July 22, 2016 | TEAS SECTION 8 & 9 RECEIVED |
| Wednesday, October 5, 2016 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Wednesday, October 5, 2016 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Wednesday, October 5, 2016 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Wednesday, October 5, 2016 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| Wednesday, October 8, 2025 | TEAS SECTION 8 & 9 RECEIVED |
| Friday, July 25, 2025 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Friday, April 24, 2020 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Friday, April 24, 2020 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Friday, April 24, 2020 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Thursday, June 11, 2020 | REVIEW OF CORRESPONDENCE COMPLETE - ADDRESS UPDATED |