| Serial Number | 87074566 |
| Word Mark | GREAT ELM CAPITAL |
| Filing Date | Thursday, June 16, 2016 |
| Status | 702 - SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED |
| Status Date | Monday, August 14, 2023 |
| Registration Number | 5168477 |
| Registration Date | Tuesday, March 21, 2017 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, November 8, 2016 |
| Description of Mark | The mark consists of a stylized graphic of a tree to the right of the phrase "GREAT ELM" and to the left of the word "CAPITAL". |
| Goods and Services | Financial services, namely, investment management services; private equity fund investment services; hedge fund investment services; financial analysis; financial consultation; financial advisory services |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "CAPITAL" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, June 22, 2016 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, January 10, 2017 |
| First Use In Commerce Date | Tuesday, January 10, 2017 |
| Party Name | GREAT ELM GROUP, INC. |
| Party Type | 32 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | WALTHAM, MA 02453 |
| Party Name | FOREST INVESTMENTS, INC. |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | BOSTON, MA 02116 |
| Party Name | Great Elm Capital Group, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Boston, MA 02116 |
| Party Name | Great Elm Capital Group, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Boston, MA 02116 |
| Party Name | Great Elm Capital Group, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Boston, MA 02116 |
| Event Date | Event Description |
| Monday, August 14, 2023 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Monday, August 14, 2023 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Monday, August 14, 2023 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Wednesday, February 15, 2023 | TEAS SECTION 8 & 15 RECEIVED |
| Wednesday, February 15, 2023 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Wednesday, December 7, 2022 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Monday, March 21, 2022 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Tuesday, March 21, 2017 | REGISTERED-PRINCIPAL REGISTER |
| Friday, February 17, 2017 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Thursday, February 16, 2017 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Monday, February 6, 2017 | STATEMENT OF USE PROCESSING COMPLETE |
| Thursday, January 12, 2017 | USE AMENDMENT FILED |
| Thursday, February 2, 2017 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Thursday, January 12, 2017 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, January 3, 2017 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, November 8, 2016 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, November 8, 2016 | PUBLISHED FOR OPPOSITION |
| Wednesday, October 19, 2016 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, September 27, 2016 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Sunday, September 25, 2016 | ASSIGNED TO EXAMINER |
| Thursday, June 23, 2016 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Wednesday, June 22, 2016 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Monday, June 20, 2016 | NEW APPLICATION ENTERED |