| Serial Number | 88125734 |
| Word Mark | GLADSTONE SECURITIES |
| Filing Date | Thursday, September 20, 2018 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, August 13, 2019 |
| Registration Number | 5831854 |
| Registration Date | Tuesday, August 13, 2019 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, May 28, 2019 |
| Disclaimer with Predetermined Text | "SECURITIES" |
| Goods and Services | Sales management services, promotional services, and marketing services, each for investment funds |
| Goods and Services | Financial services, namely, broker/dealer services in the field of securities; Financial services namely, investment banking services; financial services, namely, due diligence services, financial services, namely, dealer services, financial services, namely, dealer manager services, financial services, namely, mortgage placement services |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, January 9, 2019 |
| Primary Code | 035 |
| First Use Anywhere Date | Thursday, September 23, 2010 |
| First Use In Commerce Date | Thursday, September 23, 2010 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, September 27, 2018 |
| Primary Code | 036 |
| First Use Anywhere Date | Thursday, September 23, 2010 |
| First Use In Commerce Date | Thursday, September 23, 2010 |
| Party Name | The Gladstone Companies, Ltd. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 99 - Other |
| Address | McLean, VA 22102 |
| Party Name | The Gladstone Companies, Ltd. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 99 - Other |
| Address | McLean, VA 22102 |
| Party Name | The Gladstone Companies, Ltd. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 99 - Other |
| Address | McLean, VA 22102 |
| Event Date | Event Description |
| Tuesday, August 13, 2019 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, May 28, 2019 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, May 28, 2019 | PUBLISHED FOR OPPOSITION |
| Wednesday, May 8, 2019 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Monday, April 22, 2019 | ASSIGNED TO LIE |
| Wednesday, April 3, 2019 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, March 14, 2019 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, March 13, 2019 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, March 13, 2019 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, January 9, 2019 | NOTIFICATION OF EXAMINER'S AMENDMENT/PRIORITY ACTION E-MAILED |
| Wednesday, January 9, 2019 | EXAMINER'S AMENDMENT/PRIORITY ACTION E-MAILED |
| Wednesday, January 9, 2019 | COMBINED EXAMINER'S AMENDMENT/PRIORITY ACTION AUTOMATIC ENTRY |
| Wednesday, January 9, 2019 | EXAMINERS AMENDMENT AND/OR PRIORITY ACTION - COMPLETED |
| Wednesday, January 2, 2019 | ASSIGNED TO EXAMINER |
| Thursday, September 27, 2018 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Monday, September 24, 2018 | NEW APPLICATION ENTERED IN TRAM |